DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Commerce Street Investment Management
Legal name Commerce Street Investment Advisor, LLC
Latest filing Mar 31, 2026
First filing on the tape Mar 30, 2012 · 44 filings
SEC status approved since Jan 22, 2008
RAUM
$891M
reported, Item 5.F
Discretionary
34%
of RAUM
Private clients
0.3%
$3.1M individuals and HNW
Advisors
13
registered through the firm on IAPD
RAUM per advisor
$68.6M
derived; firm RAUM over IAPD count
Employees
14
10 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
44 filings and snapshots on the tape
RAUM$891M as of Mar 31, 2026
Mar 30, 2012$238M then
HNW client RAUM$3.1M as of Mar 31, 2026
Mar 29, 2018$101,179 then
State-registered IARs (5.B.3)11 as of Mar 31, 2026
Mar 30, 20120 then
Employees (5.A)14 as of Mar 31, 2026
Mar 28, 201323 then
Private funds2 as of Mar 31, 2026
Mar 28, 201311 then
RAUM +1.7% over the last fiscal year+19% a year over threeIARs 12 to 11offices 0 to 1
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $68.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $620,125derivedHNW RAUM over HNW clients
- Average account
- $13.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 34%derivedof RAUM
- Institutional
- 87%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.1derivedItem 5.A over advisors
- Advisors per office
- 6.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- -8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$591M66%
- Charitable organizations$186M21%
- Pooled investment vehicles$86.0M9.7%
- Corporations and businesses$22.8M2.6%
- High-net-worth individuals$3.1M0.3%
- Individual clients
- n/areported
- HNW clients
- 5reported
- Pension plan clients
- 47reported
- Charitable clients
- 6reported
- Accounts
- 64reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.1 institutional_share=0.87 related_bd=true related_bank=false bd_reps=11.0derived
Advisors registered through the firm
13 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Dory Alan Wiley | Dallas, Tx | Oct 1, 2008 | 36 y | 0 |
| George Allen Kirchwey | Dallas, Tx | Oct 1, 2008 | 18 y | 0 |
| Carla Jo Brooks | Dallas, Tx | Oct 1, 2008 | 19 y | 0 |
| Bobby Lee Hashaway | Dallas, Tx | Jan 4, 2012 | 17 y | 0 |
| Amy Jenkins Martinez | Dallas, Tx | Aug 20, 2012 | 14 y | 0 |
| Richard Harold Chafey | Dallas, Tx | Oct 2, 2012 | 17 y | 0 |
| Alexander David Brown | Dallas, Tx | Jul 20, 2015 | 11 y | 0 |
| Luther Charles Meythaler | Dallas, Tx | Oct 20, 2020 | 16 y | 2 |
| Theresa Rene StevensCertified Financial Planner | Dallas, Tx | Mar 8, 2023 | 13 y | 2 |
| Elvira Ildousovna Galeyeva | Dallas, Tx | Sep 16, 2025 | 20 y | 0 |
| Brian Reilley Mulligan | Dallas, Tx | Sep 30, 2025 | 10 y | 0 |
| Benton Graham Mattson | Dallas, Tx | Feb 3, 2026 | 11 y | 1 |
| Andurea Dawn Alexander | Dallas, Tx | Feb 11, 2026 | 21 y | 4 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount4 left over 36 months
Left, latest
- Gregory Lawrence Mykytyn to Beacon Pointe Advisors, LLCMay 30, 2025 · Other
- Matthew Paul Denbleyker to Lee Financial Company, LLCApr 25, 2025 · Other
- Judd B. Cryer to J.P. Morgan Securities LLCJan 10, 2024 · Other
- Ronald E Haney to Empower Advisory Group, LLCDec 31, 2023 · Other
- Annika Cail to J.P. Morgan Securities LLCAug 14, 2018 · Other
- Mark Wendall Whidby to Lee Financial Company, LLCMay 23, 2016 · Other
- Robert Dean Pfeifer to Frost Investment Advisors, LLCAug 23, 2010 · Other
Joined, latest
- Andurea Dawn Alexander from Steward Partners Investment Advisory, LLCFeb 11, 2026 · Other
- Benton Graham Mattson from Cetera Investment Advisers LLCFeb 3, 2026 · Other
- Theresa Rene Stevens from J.P. Morgan Securities LLCMar 8, 2023 · Other
- Luther Charles Meythaler from Mmc Securities LLCOct 20, 2020 · Other
- Robert Dean Pfeifer from Hilltop Securities Asset Management, LLCJan 22, 2008 · Other
Private funds
15 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Commerce Street Income Partners II, LPno longer reported | Private Equity Fund | $141M | 20 | Aug 22, 2012 |
| Commerce Street Financial Partners II, LP | Private Equity Fund | $62.7M | 40 | Mar 30, 2021 |
| Commerce Street Income Partners, LPno longer reported | Private Equity Fund | $43.1M | 55 | Aug 22, 2012 |
| Commerce Street Keefe Ventures Fund IV, LPno longer reported | Private Equity Fund | $23.1M | 62 | Mar 29, 2018 |
| Commerce Street Income Partners, Ltd.no longer reported | Private Equity Fund | $14.6M | 14 | Aug 22, 2012 |
| Commerce Street Carlyle Private Equity Fund I, LP | Private Equity Fund | $13.1M | 35 | Mar 28, 2014 |
| Commerce Street Financial Partners, LPno longer reported | Private Equity Fund | $11.5M | 0 | Aug 22, 2012 |
| Commerce Street Keefe Ventures Fund III, LPno longer reported | Private Equity Fund | $5.7M | 36 | Mar 30, 2016 |
| Commerce Street Income Partners II, Ltd.no longer reported | Private Equity Fund | $1.2M | 2 | Aug 22, 2012 |
| Commerce Street Lending Partners, LPno longer reported | Real Estate Fund | $0 | 14 | Aug 22, 2012 |
| Csip III, LPno longer reported | Hedge Fund | $0 | 0 | Aug 22, 2012 |
| Service Equity Partners (Qp), LPno longer reported | Private Equity Fund | $0 | 64 | Aug 22, 2012 |
| Commerce Street Financial Partners III, LPno longer reported | Private Equity Fund | $0 | 0 | Aug 22, 2012 |
| Service Equity Partners, LPno longer reported | Private Equity Fund | $0 | 73 | Aug 22, 2012 |
| Genesis Bank Fund, LPno longer reported | Private Equity Fund | $0 | 51 | Aug 22, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Dudley William Gross · Chairmancontrolsince 05/2008 · owns less than 5%
- Lee Bobby Hashaway · Executive Vice President, Chief Operating Officer, Head Of Accounting, Ccocontrolsince 05/2008 · owns less than 5%
- Alan Dory Wiley · President And Managing Partnercontrolsince 05/2008 · owns less than 5%
- Dudley William Gross · Membercontrolsince 09/2006 · owns 50% to 75% of Commerce Street Holdings, LLC
- Alan Dory Wiley · Membercontrolsince 09/2006 · owns 50% to 75% of Commerce Street Holdings, LLC
- Kiver Bertrand Maimo · Chief Financial Officersince 02/2017 · owns less than 5%
Entity owners
- Commerce Street Holdings, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- Commerce Street Capital, LLCbroker-dealern
- Commerce Street Carlyle Pe Fund I Gp, LLCpooled vehicle sponsorcustodiann
- Cs Financial Partners II Gp, LLCpooled vehicle sponsorcustodiann
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Dallas, Tx · principal | 13 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 76 to 64Oct 2, 2025 to Mar 31, 2026
- Advisory employees · 12 to 10Oct 2, 2025 to Mar 31, 2026
- BD registered reps · 10 to 11Oct 2, 2025 to Mar 31, 2026
- Charity clients · 4 to 6Oct 2, 2025 to Mar 31, 2026
- Pension plan clients · 63 to 47Oct 2, 2025 to Mar 31, 2026
- Employees · 16 to 14Oct 2, 2025 to Mar 31, 2026
- State-registered IARs · 12 to 11Oct 2, 2025 to Mar 31, 2026
- Discretionary RAUM · $241M to $301MOct 2, 2025 to Mar 31, 2026
- HNW RAUM · $4.0M to $3.1MOct 2, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $636M to $591MOct 2, 2025 to Mar 31, 2026
- Pension RAUM · $636M to $591MOct 2, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $76.7M to $86.0MOct 2, 2025 to Mar 31, 2026
- RAUM · $876M to $891MOct 2, 2025 to Mar 31, 2026
- Other offices · 0 to 1Mar 26, 2025 to Oct 2, 2025
- Accounts · 70 to 76Jun 12, 2024 to Mar 26, 2025
- BD registered reps · 11 to 10Jun 12, 2024 to Mar 26, 2025
- Charity clients · 6 to 4Jun 12, 2024 to Mar 26, 2025
- Corporate clients · unset to 2.0Jun 12, 2024 to Mar 26, 2025
- HNW clients · unset to 5.0Jun 12, 2024 to Mar 26, 2025
- Pension plan clients · 58 to 63Jun 12, 2024 to Mar 26, 2025
- Financial planning clients · unset to Jun 12, 2024 to Mar 26, 2025
- State-registered IARs · 11 to 12Jun 12, 2024 to Mar 26, 2025
- Discretionary RAUM · $214M to $241MJun 12, 2024 to Mar 26, 2025
- HNW RAUM · $1.4M to $4.0MJun 12, 2024 to Mar 26, 2025
- Non-discretionary RAUM · $531M to $636MJun 12, 2024 to Mar 26, 2025
- Pension RAUM · $531M to $636MJun 12, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $75.8M to $76.7MJun 12, 2024 to Mar 26, 2025
- RAUM · $745M to $876MJun 12, 2024 to Mar 26, 2025
- Accounts · 65 to 70Mar 29, 2023 to Mar 28, 2024
- Advisory employees · 9 to 12Mar 29, 2023 to Mar 28, 2024
- BD registered reps · 9 to 11Mar 29, 2023 to Mar 28, 2024
- Charity clients · 4 to 6Mar 29, 2023 to Mar 28, 2024
- HNW clients · 1.0 to unsetMar 29, 2023 to Mar 28, 2024
- Employees · 13 to 16Mar 29, 2023 to Mar 28, 2024
- State-registered IARs · 9 to 11Mar 29, 2023 to Mar 28, 2024
- Discretionary RAUM · $54.8M to $214MMar 29, 2023 to Mar 28, 2024
- HNW RAUM · $403,214 to $1.4MMar 29, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $481M to $531MMar 29, 2023 to Mar 28, 2024
- Pension RAUM · $475M to $531MMar 29, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $54.8M to $75.8MMar 29, 2023 to Mar 28, 2024
Signals
10 dated events
- Gregory Lawrence Mykytyn left Commerce Street Investment Management for Beacon Pointe Advisors, Llc (registered 2025-06-07)May 30, 2025 · Advisor changed firm · fact
- Matthew Paul Denbleyker left Commerce Street Investment Management for Lee Financial Company, Llc (registered 2025-06-17)Apr 25, 2025 · Advisor changed firm · fact
- Commerce Street Investment Management reported RAUM $745.1M, up 39% from $535.4M (2023-03-29 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Judd B. Cryer left Commerce Street Investment Management for J.P. Morgan Securities Llc (registered 2026-06-18)Jan 10, 2024 · Advisor changed firm · fact
- Ronald E Haney left Commerce Street Investment Management for Empower Advisory Group, Llc (registered 2024-03-13)Dec 31, 2023 · Advisor changed firm · fact
- Cade John Hamner (Chief Compliance Officer) no longer on Schedule A of Commerce Street Investment Management (listed 2023-01-05, absent 2023-01-09)Jan 9, 2023 · Control person left · inference
- Cade John Hamner (Chief Compliance Officer) appeared on Schedule A of Commerce Street Investment ManagementJan 5, 2023 · Control person joined · fact
- Commerce Street Investment Management reported RAUM $515.9M, up 33% from $387.6M (2020-06-24 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Commerce Street Investment Management reported RAUM $387.6M, up 186% from $135.7M (2019-03-06 to 2020-03-25)Mar 25, 2020 · RAUM change · derived
- Commerce Street Investment Management reported 10 state-registered advisory representatives, down from 20 (2018-06-01 to 2019-03-06)Mar 6, 2019 · Advisor headcount change · derived
Across DFX
shared identifiers only, never a name match
- Commerce Street Investment Management · Independent Sponsorsshared crd · capital_provider
- Commerce Street Investment Management · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/commerce-street-capital-llcreportedpublic record, Form ADV, Sep 18, 2026
- Website
- commercestreetholdings.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 214-545-6800reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $68.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Commerce Street Investment Management is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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