DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

A••••• H•••••• B•••••

B••••• A•••••••no RAUMDublin, Oh IA-onlyIAPD 5821594

Certified Financial Planner

Feed of 09/15/2026

Also filed as Andy B•••••

At current firm

0 y

since Dec 2, 2025

In the industry

13 y

since Feb 27, 2013 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

B••••• A••••••• no RAUM current
since Dec 2, 2025 · Mill Valley, Ca
B••••• A••••••• no RAUM
Apr 29, 2025 to Oct 23, 2025 · Mill Valley, Ca
P••• R••••••••• P•••••••• I••• independent RIA
Jan 9, 2025 to Jun 16, 2025 · Columbus, Oh
F•••• independent RIA
Sep 23, 2018 to Jan 6, 2025 · Dublin, Oh
L••••••• W••••• M••••••••• G••••• I••• independent RIA
Feb 13, 2014 to Mar 14, 2017 · Columbus, Oh

Moves

a registration end followed by a registration begin elsewhere

P••• R••••••••• P•••••••• I••• to B••••• A•••••••
left Jun 16, 2025, registered Apr 29, 2025 (-48 days) · RIA to a newly registered adviser
F•••• to P••• R••••••••• P•••••••• I•••
left Jan 6, 2025, registered Jan 9, 2025 (3 days) · RIA to RIA
L••••••• W••••• M••••••••• G••••• I••• to F••••
left Mar 14, 2017, registered Sep 23, 2018 (558 days) · RIA to RIA

Signals

A••••• H•••••• B••••• left P••• R••••••••• P•••••••• I••• for B••••• A••••••• (registered 2025-04-29)
Jun 16, 2025 · Advisor changed firm · fact
A••••• H•••••• B••••• left Facet for P••• R••••••••• P•••••••• I••• (registered 2025-01-09)
Jan 6, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: No RAUM reportedderived
Years in industry: 13derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address