DFX Intelligence

B•••••••• I••••••••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserAsset managerSEC registeredRAUM 10b 100b

B•••••••• I••••••••• L••••••

CRD 106843

EDINBURGH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of May 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 54
Dated events: 27
On other graphs: 0
Observed: Mar 30, 2012 to May 15, 2026
83 observations

Across DFX

owners resolved from Schedule A/B to their own records, measured by hand

Private Equityowner

B•••••••• F•••••••• M••••••••• I••

owned by this firm per Schedule A, named with its CRD in Item 7.A · confidence 90% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderived••• Locked
Regulatory AUM: $31B••• Locked
Discretionary RAUM: $31B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 69
Advisory employees

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
M•••••• I••••••••• G•••• T••••	Other Private Fund	$52.3M	Aug 21, 2012	3	Mar 30, 2012	dropped	n/a
I••••••••• E••••• T••••	Other Private Fund	$43.2M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• C••••• 1• L•	SOLE SHAREHOLDER	E	yes	08/2018	Mar 27, 2019	Dec 23, 2024
B•••••••• C••••• W••• B•• F•••• L••••••	SOLE SHAREHOLDER	E	yes	08/2018	Mar 27, 2019	Dec 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••••• F••• A•••••••	n/a	Asset manager	$4.28T	N	yes	n/a
B•••••••• F•••••••• M••••••••• I••	n/a	Other adviser	$1.60T	Y	yes	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$31B	$34B	-9.7%	$29B	1.9%	69	84	2	1

Relationships

Affiliated with (30)

← B•••••••• F•••••••• M••••••••• I••Registered adviserother investment adviser, bank, control, common control
factForm ADV
← B•••••••• C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← B•••••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
← B•••••••• R••••• A••••••• I••Registered adviser

Dated events

6 bookkeeping events (roster, classification and holdings changes) folded below

Order

Occurred
15 May 2026
Ria office opened
••• Locked
Form ADV
Occurred
15 May 2026
Ria indirect owner change2 events
B•••••••• I••••••••• L••••••: ria indirect owner change, 2 events, on 15 May 2026
- ••• Locked
- ••• Locked
Occurred
31 Mar 2025
Regulatory AUM changed
••• Locked
Form ADV
down $14.1B
Occurred
29 May 2024
Control person joined
••• Locked
Form ADV
Occurred
28 Mar 2024
Regulatory AUM changed
••• Locked
Form ADV
$19.1B

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 30, 2012
Last observed: May 15, 2026 4 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 21 rows

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• N•••••••• J••••	Director	Na	yes	02/2011	Mar 30, 2012	Dec 23, 2024
C••••••• C••••••••	Director	Na	yes	11/2017	Dec 4, 2017	Dec 23, 2024
D•••• A•••••	Director	Na	yes	01/2022	Mar 29, 2023	Dec 23, 2024
D• F••••••• E••••••• J•••••	Director	Na	yes	04/2014	May 1, 2014	Dec 23, 2024
F•••••••• J••••• E•••••	Director	Na	yes	12/2011	Mar 30, 2012	Dec 23, 2024
G•••••• N•••••••• J•••	CHIEF COMPLIANCE OFFICER	Na	yes	12/2020	Dec 18, 2020	Dec 23, 2024
L•••• R•••••	CHIEF EXECUTIVE OFFICER	Na	yes	05/2024	Oct 30, 2017	Dec 23, 2024
M•••••••• C••••• A•••••••	CHIEF FINANCIAL OFFICER	Na	yes	12/2020	Jan 11, 2021	Dec 23, 2024
Y••••• M•••••••• A•••	Director	Na	yes	09/2014	Oct 9, 2014	Dec 23, 2024
A•••••••• J••••••• C••••	CHIEF OPERATING OFFICER	Na	no	09/2022	Sep 15, 2022	Dec 23, 2024
M•••••••• D•••••	Director	Na	no	01/2022	Mar 29, 2023	Dec 23, 2024

All 40 rows

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• A•••••••• L••	n/a	Independent wealth	$9.8B	N	yes	n/a
T••••••••• C•••••• P•••••••• L••	n/a	Asset manager	$3.2B	N	yes	n/a
B•••••••• A•••• M••••••••• S•••••• A•	n/a	Asset manager	$2.4B	N	yes	n/a
B•••••••• R••••• A••••••• I••	n/a	Asset manager	$1.1B	N	yes	n/a
F••••••••• I•••	n/a	Former SEC adviser	$649M	N	yes	n/a
S••••••• L••	n/a	Asset manager	$16.4M	N	yes	n/a
1••• P•••••• E••••• G•• L••	n/a	n/a	n/a	Y	yes	n/a
1••• P•••••• O••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
A••••• G••••• L••	n/a	n/a	n/a	Y	yes	n/a
A•• G••••• H••••••••• G• S•• R•••	n/a	n/a	n/a	N	yes	n/a
A••••••••• P•••••• C••••• O••••••••• F••• I• •••••••• L•••	n/a	n/a	n/a	N	yes	n/a
A••••••• H••••••• G•••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••••• H••••••• I•• ••••••• L••	n/a	n/a	n/a	N	yes	n/a
A••••••• H••••••• I•• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• C••••••••• F••• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• C••••••••• F••• I•• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• C••••••••• F••• I• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• C••••••••• F••• V• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• C••••• P••••••••• •••••••• L••	n/a	n/a	n/a	Y	yes	n/a
B•• G••• I•• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• P•••••• C•••••• 2••• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• P•••••• C•••••• I• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• P•••••• C•••••• I•• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• R••• A••••• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• R••• A••••• I• •••••••• L••	n/a	n/a	n/a	N	yes	n/a
B•• B••••• I••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•• N•• I••••••••• E••••••• M•••••• O••••••••• G•• L••	n/a	n/a	n/a	N	yes	n/a
B•• N•• I••••••••• E••••••• M•••••• O••••••••• G•• L•••	n/a	n/a	n/a	Y	yes	n/a
B• L•••• G••••• L••	n/a	n/a	n/a	N	yes	n/a
B•••••••• ••••••• I••••••• L••••••	n/a	n/a	n/a	N	yes	n/a

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 30, 2016	$33B	$33B	2,899	541	n/a	n/a	n/a
2014	Mar 27, 2015	$34B	$34B	2,404	414	n/a	n/a	n/a
2013	Mar 28, 2014	$49B	$49B	2,017	419	n/a	n/a	n/a
2012	Mar 27, 2013	$123B	$123B	1,821	390	n/a	n/a	n/a
2011	Mar 30, 2012	$50B	$50B	n/a	n/a	n/a	3	$126M