DFX Intelligence
Data Factory
Reading the graph
Reading the graph
CRD 132205
SANTA MONICA, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| TCP WHITNEY CLO, LLC | Securitized Asset Fund | $388M | Dec 23, 2024 | 11 | Mar 29, 2018 | reported | n/a |
| TCP DLF VIII 2018 CLO, LLC | Securitized Asset Fund | $203M | Dec 23, 2024 | 19 | Mar 27, 2019 | reported | n/a |
| TCP CLO III, LLC | Securitized Asset Fund | $97.0M | Mar 29, 2017 | 5 | Mar 29, 2017 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BLACKROCK ADVISORS, LLC | Member | E | yes | 09/2017 | Nov 12, 2018 | Dec 23, 2024 |
| BLACKROCK CAPITAL HOLDINGS, INC. | Member | E | yes | 09/2006 | Nov 12, 2018 | Dec 23, 2024 |
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | Member | E | yes | 08/2018 | Nov 12, 2018 | Dec 23, 2024 |
| BLACKROCK FINANCIAL MANAGEMENT, INC | SOLE SHAREHOLDER | E | yes | 03/2015 | Nov 12, 2018 | Dec 23, 2024 |
| BLACKROCK HOLDCO 2, INC. | SOLE SHAREHOLDER | E | yes | 09/2006 | Nov 12, 2018 | Dec 23, 2024 |
| BLACKROCK INC. | SOLE SHAREHOLDER | E | yes | 09/2006 | Nov 12, 2018 | Dec 23, 2024 |
| Keenan, James, Edward | MANAGING DIRECTOR | Na | yes | 09/2018 | Nov 12, 2018 | Dec 23, 2024 |
| PARK, CHARLES, CHOON SIK | CHIEF COMPLIANCE OFFICER | Na | yes | 09/2018 | Nov 12, 2018 | Dec 23, 2024 |
| TENNENBAUM CAPITAL PARTNERS, LLC | MANAGING MEMBER | E | yes | 07/2004 | Apr 2, 2012 | Dec 23, 2024 |
| TSENG, PHILIP, M | MANAGING DIRECTOR | Na | yes | 08/2018 | Jun 29, 2016 | Dec 23, 2024 |
| VIG, RAJNEESH | MANAGING DIRECTOR | Na | yes | 08/2018 | Jun 29, 2016 | Dec 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| BLACKROCK FUND ADVISORS | n/a | Asset manager | $4282B | N | yes | n/a |
| BLACKROCK FINANCIAL MANAGEMENT, INC | n/a | Other adviser | $1595B | Y | yes | n/a |
| BLACKROCK ADVISORS, LLC | n/a | Asset manager | $1096B | Y | yes | n/a |
| BLACKROCK INVESTMENT MANAGEMENT, LLC | n/a | Asset manager | $677B | N | yes | n/a |
| BLACKROCK CAPITAL MANAGEMENT, INC. | n/a | Asset manager | $173B | N | yes | n/a |
| GLOBAL INFRASTRUCTURE MANAGEMENT, LLC | n/a | Asset manager | $142B | N | yes | n/a |
| BLACKROCK ASSET MANAGEMENT NORTH ASIA LIMITED | n/a | Other adviser | $140B | N | yes | n/a |
| BLACKROCK (SINGAPORE) LIMITED | n/a | Asset manager | $70B | N | yes | n/a |
| BLACKROCK CAPITAL INVESTMENT ADVISORS, LLC | n/a | Asset manager | $67B | Y | yes | n/a |
| BLACKROCK INTERNATIONAL LIMITED | n/a | Asset manager | $31B | N | yes | n/a |
| BLACKROCK ALTERNATIVES MANAGEMENT, LLC | n/a | Asset manager | $18B | N | yes | n/a |
| SPIDERROCK ADVISORS, LLC | n/a | Independent wealth | $9.8B | N | yes | n/a |
| TENNENBAUM CAPITAL PARTNERS, LLC | n/a | Asset manager | $3.2B | Y | yes | n/a |
| BLACKROCK ASSET MANAGEMENT SCHWEIZ AG | n/a | Asset manager | $2.4B | N | yes | n/a |
| BLACKROCK REALTY ADVISORS INC | n/a | Asset manager | $1.1B | N | yes | n/a |
| FUTUREADVISOR, INC. | n/a | Former SEC adviser | $649M | N | yes | n/a |
| 1824 PRIVATE EQUITY GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| 1885 PRIVATE OPPORTUNITIES GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| APERIO GROUP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| APO GLOBAL HEALTHCARE GP S.A R.L. | n/a | n/a | n/a | N | yes | n/a |
| ASIA-PACIFIC PRIVATE CREDIT OPPORTUNITIES FUND I (GENPAR), L.P. | n/a | n/a | n/a | N | yes | n/a |
| AVIATION HOLDINGS GENPAR, LLC | n/a | n/a | n/a | N | yes | n/a |
| AVIATION HOLDINGS III (GENPAR) LLC | n/a | n/a | n/a | N | yes | n/a |
| AVIATION HOLDINGS III (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA CO-INVESTMENT FUND (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA CO-INVESTMENT FUND III (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA CO-INVESTMENT FUND IV (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA CO-INVESTMENT FUND V (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA CUSTOM PARTNERSHIPS (GENPAR), LLC | n/a | n/a | n/a | Y | yes | n/a |
| BAA GAIA IMC (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA PRIVATE CAPITAL 2002 (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA PRIVATE CAPITAL II (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA PRIVATE CAPITAL III (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA REAL ASSETS (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BAA REAL ASSETS II (GENPAR), LLC | n/a | n/a | n/a | N | yes | n/a |
| BIS BRAZOS INFRASTRUCTURE GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC | n/a | n/a | n/a | N | yes | n/a |
| BIS NYC INFRASTRUCTURE EMERGING MANAGER OPPORTUNITIES GP, LLC. | n/a | n/a | n/a | Y | yes | n/a |
| BL LEPUS GENPAR LLC | n/a | n/a | n/a | N | yes | n/a |
| BLACKROCK (CHANNEL ISLANDS) LIMITED | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| SANTA MONICA | CA | United States | 12 | yes |
| SAN FRANCISCO | CA | United States | 3 | yes |
| Atlanta | Ga | United States | 1 | yes |
| Chicago | IL | United States | 1 | yes |
| NEW YORK | NY | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $16.4M | $16.4M | 4 | 1 | 0 | 2 | n/a |
| 2024 | Mar 31, 2025 | $118M | $118M | 5 | 1 | 0 | 2 | n/a |
| 2023 | Mar 28, 2024 | $203M | $203M | 20 | 19 | 5 | 2 | $592M |
| 2022 | Mar 29, 2023 | $627M | $627M | 20 | 19 | 5 | 4 | $1.8B |
| 2021 | Mar 30, 2022 | $706M | $706M | 24 | 23 | 3 | 4 | $723M |
| 2020 | Mar 25, 2021 | $1.5B | $1.5B | 26 | 25 | 3 | 4 | $1.5B |
| 2019 | Mar 26, 2020 | $1.6B | $1.6B | 29 | 28 | 3 | 4 | $1.0B |
| 2018 | Mar 27, 2019 | $1.1B | $1.1B | 33 | 32 | 3 | 4 | $1.1B |
| 2017 | Mar 29, 2018 | $3.7B | $3.7B | 0 | 0 | 1 | 2 | $647M |
| 2016 | Mar 29, 2017 | $2.9B | $2.9B | 0 | 0 | n/a | 1 | $97.0M |
| 2015 | Mar 30, 2016 | $3.0B | $3.0B | 0 | 0 | n/a | n/a | n/a |
| 2014 | Mar 30, 2015 | $2.9B | $2.9B | 0 | 0 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $3.4B | $3.4B | 0 | 0 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $3.0B | $3.0B | 0 | 0 | n/a | 3 | $570M |
| 2011 | Apr 2, 2012 | $3.6B | $3.6B | n/a | n/a | n/a | 2 | $984M |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $16.4M | $118M | -86.1% | $627M | -70.3% | 4 | 5 | 0 | 0 |