DFX Intelligence

B•••••••• A••••••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B•••••••• A••••••••• M••••••••• L••

CRD 288041

NEW YORK, NY

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:251331b6-92a8-2c1d-0508-f28fd88a1ec0

Data as of Jul 24, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:10 AM UTC and rebuilt at most every 15 minutes.

Relationships: 119
Dated events: 40
On other graphs: 2
Observed: Mar 22, 2017 to Jul 24, 2026
56 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

B•••••••• A••••••••• M••••••••• L••

Private equity manager · shared crd

Independent Sponsorsidentity

B•••••••• A••••••••• M••••••••• L••

Capital provider to sponsors · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=1.0
Regulatory AUM: $18B••• Locked
Discretionary RAUM: $18B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
G••••• E••••• • P•••• I••••••••• F••• I••• L•••	Private Equity Fund	$5.0B	Jul 24, 2026	89	Mar 27, 2019	reported	n/a
B•••••••• G••••• I••••••••• F••• I•• S•••	Private Equity Fund	$3.4B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• H••••• 2• I•••	SOLE MEMBER OF APPLICANT	E	yes	03/2017	Mar 22, 2017	Dec 23, 2024
B••••••••• I•••	SOLE SHAREHOLDER	E	yes	09/2006	Mar 22, 2017	Dec 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••••• F••• A•••••••	n/a	ASSET_M••••••	$4282B	N	yes	n/a
B•••••••• F•••••••• M••••••••• I••	n/a	Other adviser	$1595B	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
Greenwich	Ct	United States	12	no
Houston	TX	United States	1	no
London	n/a	United Kingdom	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$18B	$17B	3.5%	$8.2B	30.0%	9	15	1	2

Relationships

showing 80 of 119

Affiliated with (18)

← B•••••••• F•••••••• M••••••••• I••Registered adviserother investment adviser, bank, common control
factForm ADV
← B•••••••• C•••••• I••••••••• A•••••••• L••Registered adviserother investment adviser, bank, common control
factForm ADV
→ B•••••••• F••• A•••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ B•••••••• A•••••••• L••

Dated events

Occurred
Jul 24, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$313M
Occurred
Jul 24, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Jul 24, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$196M
Occurred
Jul 24, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:251331b6-92a8-2c1d-0508-f28fd88a1ec0
First observed: Mar 22, 2017
Last observed: Jul 24, 2026 2 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.