DFX Intelligence

B•••••••• C•••••• I••••••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

B•••••••• C•••••• I••••••••• A•••••••• L••

CRD 290336

WILMINGTON, DE

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Search this name across graphsid dfx:ria:6078eb47-a00b-9a8e-f41f-68563f5f4333

Data as of Aug 12, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 200
Dated events: 40
On other graphs: 4
Observed: Nov 3, 2017 to Aug 12, 2026
64 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand; an owner is a different entity, resolved from Schedule A/B

Private Equityidentity

B•••••••• C•••••• I••••••••• A•••••••• L••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

B•••••••• C•••••• I••••••••• A•••••••• L••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

B•••••••• C•••••• I••••••••• A•••••••• L••

Manager with allocator commitments · cited, shared crd

Private Credit

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.97 institutional_share=0.03 related_bd=true related_bank=true bd_reps=15.0
Regulatory AUM: $67B••• Locked
Discretionary RAUM: $67B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 39

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
B•••••••• S••••••••• • L•••••••• S•••••••• H••••••• •••• S•••	Private Equity Fund	$2.0B	Aug 12, 2026	103	Feb 2, 2021	reported	n/a
B•••••••• S••••••••• • L•••••••• S•••••••• I• •••• S•••	Private Equity Fund	$1.8B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• A•••••••• L••	Member	E	yes	09/2017	Nov 3, 2017	Dec 23, 2024
B•••••••• C•••••• H•••••••• I•••	Member	E	yes	09/2006	Nov 3, 2017	Dec 23, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B•••••••• F••• A•••••••	n/a	ASSET_M••••••	$4282B	N	yes	n/a
B•••••••• F•••••••• M••••••••• I••	n/a	Other adviser	$1595B	Y	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
SANTA MONICA	CA	United States	13	yes
NEW YORK	NY	United States	6	yes
SAN FRANCISCO	CA	United States	4	yes
Chicago	IL	United States	2	yes
Atlanta	Ga	United States

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$67B	$39B	70.7%	$39B	19.7%	39	39	6	5

Relationships

showing 80 of 200

Affiliated with (17)

← B•••••••• F•••••••• M••••••••• I••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ B•••••••• F••• A•••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ B•••••••• A•••••••• L••Registered adviserother investment adviser, bank, control, common control
factForm ADV
→ B•••••••• I••••••••• L••••••

Dated events

Occurred
Aug 12, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
$120M
Occurred
Aug 12, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred
Aug 12, 2026
P•••••• fund first reported
••• Locked
Form ADVobserved today
0 USD_GAV
Occurred

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:6078eb47-a00b-9a8e-f41f-68563f5f4333
First observed: Nov 3, 2017
Last observed: Aug 12, 2026 42 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.