K••• M• L••••

Advisor at M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

SAN FRANCISCO, CA | PEORIA, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphs

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:43 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Nov 3, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Nov 3, 2003earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Wirehouse	Jan 11, 2023	n/a	yes	SAN FRANCISCO, CA\|PEORIA, AZ	Current employment
V••• F•••••••• P•••••••• L••	Former SEC adviser	Jan 22, 2021	Oct 17, 2022	no	Parker, CO\|Garden Valley, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
V••• F•••••••• P•••••••• L••	M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	Oct 17, 2022	Jan 11, 2023	86	Firm change	Other
N••••••••• I••••••••• A•••••••• L••	V••• F•••••••• P•••••••• L••	Aug 19, 2019	Jan 22, 2021

Relationships

Registered with (7)

→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: current employment
Jan 11, 2023 to presentfactForm ADV
→ V••• F•••••••• P•••••••• L••Registered adviserregistration: previous registration
Jan 22, 2021 to Oct 17, 2022factForm ADV
→ N••••••••• I••••••••• A•••••••• L••Registered adviserregistration: previous registration
Apr 4, 2013 to Aug 19, 2019factForm ADV
→ 1•• G••••• A••••••• I••

Dated events

Order

Occurred
17 Oct 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Nov 3, 2003
Last observed: Sep 15, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.