DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

K••• M• L••••

M•••••• L••••• P•••••• F••••• • S•••• I•••••••••wirehouseSan Francisco, Ca dual registrantIAPD 4703908

Feed of 09/15/2026

Also filed as Kari Mae Jasso

At current firm

3 y

since Jan 11, 2023

In the industry

22 y

since Nov 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse current
since Jan 11, 2023 · San Francisco, Ca
V••• F•••••••• P•••••••• L•• former
Jan 22, 2021 to Oct 17, 2022 · Parker, Co
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Apr 4, 2013 to Aug 19, 2019 · Columbus, Oh
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Aug 7, 2007 to Jun 23, 2008 · Columbus, Oh
1•• G••••• A••••••• I•• former
Feb 16, 2006 to Jun 11, 2007 · Fair Oaks, Ca
T••••••••• F•••••••• A•••••••• L•• BD affiliated
Jun 17, 2005 to Mar 6, 2006 · Roseville, Ca
A••••••• A••••••• S••••••• former
May 2, 2005 to Jun 29, 2005 · Roseville, Ca
S••••••• F•••••••• S•••••••• I••• former
Nov 3, 2003 to Apr 29, 2005 · Sacramento, Ca

Moves

a registration end followed by a registration begin elsewhere

V••• F•••••••• P•••••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Oct 17, 2022, registered Jan 11, 2023 (86 days) · Other
N••••••••• I••••••••• A•••••••• L•• to V••• F•••••••• P•••••••• L••
left Aug 19, 2019, registered Jan 22, 2021 (522 days) · Other
1•• G••••• A••••••• I•• to N••••••••• I••••••••• A•••••••• L••
left Jun 11, 2007, registered Aug 7, 2007 (57 days) · Other
T••••••••• F•••••••• A•••••••• L•• to 1•• G••••• A••••••• I••
left Mar 6, 2006, registered Feb 16, 2006 (-18 days) · Other
A••••••• A••••••• S••••••• to T••••••••• F•••••••• A•••••••• L••
left Jun 29, 2005, registered Jun 17, 2005 (-12 days) · Other
S••••••• F•••••••• S•••••••• I••• to A••••••• A••••••• S•••••••
left Apr 29, 2005, registered May 2, 2005 (3 days) · Other

Signals

K••• M• L•••• left V••• F•••••••• P•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-01-11)
Oct 17, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address