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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

MICHAEL JON BARON

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Brentwood, TN | Nashville , TN

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Search this name across graphsid dfx:ria:8c590298-e8fc-54b9-dbd7-9f58d590da14

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2004 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 9, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jul 7, 2026
First registration: Jan 9, 2004
Dual registered: yes, broker-dealer
Other names: MICHAEL J BARON
IAPD individual key: 4363846

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Aug 6, 2026	n/a	yes	Brentwood, TN\|Nashville , TN	Current employment
SYNOVUS SECURITIES, INC.	Bd affiliated wealth	Aug 13, 2014	Aug 12, 2015	no	NASHVILLE, TN\|COLUMBUS, GA	Previous registration
NATIONWIDE INVESTMENT ADVISORS, LLC	Bd affiliated wealth	Apr 4, 2013	Aug 6, 2014	no	COLUMBUS, OH	Previous registration
FEDERATED INVESTMENT COUNSELING	Institutional manager	Sep 12, 2007	Feb 18, 2009	no	PITTSBURGH, PA	Previous registration
VOYA FINANCIAL PARTNERS, LLC	Former SEC adviser	Jan 4, 2005	Sep 12, 2007	no	BRENTWOOD, TN\|KINGSTON SPRINGS, TN	Previous registration
SUNTRUST INVESTMENT SERVICES, INC.	Former SEC adviser	Apr 6, 2004	Dec 7, 2004	no	NASHVILLE, TN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 9, 2004	Feb 2, 2004	no	NASHVILLE, TN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SYNOVUS SECURITIES, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Aug 12, 2015	Aug 6, 2026	4,012	Firm change after gap	Other
NATIONWIDE INVESTMENT ADVISORS, LLC	SYNOVUS SECURITIES, INC.	Aug 6, 2014	Aug 13, 2014	7	Firm change	Other
FEDERATED INVESTMENT COUNSELING	NATIONWIDE INVESTMENT ADVISORS, LLC	Feb 18, 2009	Apr 4, 2013	1,506	Firm change after gap	Other
VOYA FINANCIAL PARTNERS, LLC	FEDERATED INVESTMENT COUNSELING	Sep 12, 2007	Sep 12, 2007	0	Firm change	Other
SUNTRUST INVESTMENT SERVICES, INC.	VOYA FINANCIAL PARTNERS, LLC	Dec 7, 2004	Jan 4, 2005	28	Firm change	Other
UBS FINANCIAL SERVICES INC.	SUNTRUST INVESTMENT SERVICES, INC.	Feb 2, 2004	Apr 6, 2004	64	Firm change	Other

Relationships

Registered with (7)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Aug 6, 2026 to presentfactForm ADV
→ SYNOVUS SECURITIES, INC.Registered adviserregistration: previous registration
Aug 13, 2014 to Aug 12, 2015factForm ADV
→ NATIONWIDE INVESTMENT ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 4, 2013 to Aug 6, 2014factForm ADV
→ FEDERATED INVESTMENT COUNSELINGRegistered adviserregistration: previous registration
Sep 12, 2007 to Feb 18, 2009factForm ADV
→ VOYA FINANCIAL PARTNERS, LLCRegistered adviserregistration: previous registration
Jan 4, 2005 to Sep 12, 2007factForm ADV
→ SUNTRUST INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Apr 6, 2004 to Dec 7, 2004factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 9, 2004 to Feb 2, 2004factForm ADV

Dated events

No dated event names this entity yet.