RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• J•• B••••
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Aug 6, 2026 · Brentwood, Tn
- S•••••• S••••••••• I••• BD affiliatedAug 13, 2014 to Aug 12, 2015 · Nashville, Tn
- N••••••••• I••••••••• A•••••••• L•• BD affiliatedApr 4, 2013 to Aug 6, 2014 · Columbus, Oh
- F•••••••• I••••••••• C••••••••• institutionalSep 12, 2007 to Feb 18, 2009 · Pittsburgh, Pa
- V••• F•••••••• P•••••••• L•• formerJan 4, 2005 to Sep 12, 2007 · Brentwood, Tn
- S••••••• I••••••••• S•••••••• I••• formerApr 6, 2004 to Dec 7, 2004 · Nashville, Tn
- U•• F•••••••• S••••••• I••• wirehouseJan 9, 2004 to Feb 2, 2004 · Nashville, Tn
- S•••••• S••••••••• I••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Aug 12, 2015, registered Aug 6, 2026 (4012 days) · Other
- N••••••••• I••••••••• A•••••••• L•• to S•••••• S••••••••• I•••left Aug 6, 2014, registered Aug 13, 2014 (7 days) · Other
- F•••••••• I••••••••• C••••••••• to N••••••••• I••••••••• A•••••••• L••left Feb 18, 2009, registered Apr 4, 2013 (1506 days) · Other
- V••• F•••••••• P•••••••• L•• to F•••••••• I••••••••• C•••••••••left Sep 12, 2007, registered Sep 12, 2007 (0 days) · Other
- S••••••• I••••••••• S•••••••• I••• to V••• F•••••••• P•••••••• L••left Dec 7, 2004, registered Jan 4, 2005 (28 days) · Other
- U•• F•••••••• S••••••• I••• to S••••••• I••••••••• S•••••••• I•••left Feb 2, 2004, registered Apr 6, 2004 (64 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address