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RIA / WealthAdvisor39 years in industry

LOUIS DAVID DWORSKY

Advisor at ZERMATT WEALTH PARTNERS

Wilmington, NC | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:8c942c07-d4a3-52ca-e29c-0f3d9d00a544

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 7:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 11
Dated events: 1
On other graphs: 0
Observed: Dec 4, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ZERMATT WEALTH PARTNERS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 26, 1987earliest registration or exam on IAPD
Years in industry: 39derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 10
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Aug 26, 1987
First registration: Dec 4, 2000
Dual registered: no
IAPD individual key: 1689624

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ZERMATT WEALTH PARTNERS	Independent wealth	Feb 14, 2025	n/a	yes	SAN DIEGO, CA\|Wilmington, NC	Current employment
ZERMATT WEALTH PARTNERS	Independent wealth	Dec 12, 2021	Dec 31, 2024	no	SAN DIEGO, CA\|Wilmington, NC\|Charlotte, NC	Previous registration
HAYDEN ROYAL	Former SEC adviser	Sep 30, 2019	Mar 31, 2022	no	Charlotte, NC\|Charlotte, NC	Previous registration
MORSE CAPITAL PARTNERS, LLC	Former SEC adviser	Dec 16, 2017	Dec 31, 2021	no	RALEIGH, NC\|Charlotte, NC\|RICHMOND, VA	Previous registration
THOMPSON DAVIS ASSET MANAGEMENT	Independent wealth	Aug 19, 2014	Oct 30, 2017	no	RICHMOND, VA\|RALEIGH, NC	Previous registration
PLATINUM WEALTH PARTNERS	Former SEC adviser	Oct 17, 2013	Aug 21, 2014	no	TAMPA, FL	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 5, 2013	no	RALEIGH, NC\|Raleigh, NC	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Apr 2, 2007	Jun 1, 2009	no	RALEIGH, NC	Previous registration
MORGAN STANLEY DW INC.	n/a	Mar 1, 2007	Apr 2, 2007	no	RALEIGH, NC	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Jul 1, 2003	Mar 2, 2007	no	RALEIGH, NC\|RALEIGH, NC	Previous registration
PRUDENTIAL EQUITY GROUP, LLC	n/a	Dec 4, 2000	Jul 1, 2003	no	RALEIGH, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
HAYDEN ROYAL	ZERMATT WEALTH PARTNERS	Mar 31, 2022	Dec 12, 2021	-109	Firm change after gap	RIA to RIA
MORSE CAPITAL PARTNERS, LLC	HAYDEN ROYAL	Dec 31, 2021	Sep 30, 2019	-823	Firm change after gap	RIA to RIA
THOMPSON DAVIS ASSET MANAGEMENT	MORSE CAPITAL PARTNERS, LLC	Oct 30, 2017	Dec 16, 2017	47	Firm change	Other
PLATINUM WEALTH PARTNERS	THOMPSON DAVIS ASSET MANAGEMENT	Aug 21, 2014	Aug 19, 2014	-2	Firm change	Other
MORGAN STANLEY	PLATINUM WEALTH PARTNERS	Aug 5, 2013	Oct 17, 2013	73	Firm change	Other
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
MORGAN STANLEY DW INC.	MORGAN STANLEY & CO. LLC	Apr 2, 2007	Apr 2, 2007	0	Bulk transfer	Other
WELLS FARGO ADVISORS	MORGAN STANLEY DW INC.	Mar 2, 2007	Mar 1, 2007	-1	Firm change	Other
PRUDENTIAL EQUITY GROUP, LLC	WELLS FARGO ADVISORS	Jul 1, 2003	Jul 1, 2003	0	Bulk transfer	Other

Relationships

Registered with (10)

→ ZERMATT WEALTH PARTNERSRegistered adviserregistration: previous registration
Dec 12, 2021 to Dec 31, 2024factForm ADV
→ HAYDEN ROYALRegistered adviserregistration: previous registration
Sep 30, 2019 to Mar 31, 2022factForm ADV
→ MORSE CAPITAL PARTNERS, LLCRegistered adviserregistration: previous registration
Dec 16, 2017 to Dec 31, 2021factForm ADV
→ THOMPSON DAVIS ASSET MANAGEMENTRegistered adviserregistration: previous registration
Aug 19, 2014 to Oct 30, 2017factForm ADV
→ PLATINUM WEALTH PARTNERSRegistered adviserregistration: previous registration
Oct 17, 2013 to Aug 21, 2014factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 5, 2013factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Apr 2, 2007 to Jun 1, 2009factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Mar 1, 2007 to Apr 2, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jul 1, 2003 to Mar 2, 2007factForm ADV
→ PRUDENTIAL EQUITY GROUP, LLCRegistered adviserregistration: previous registration
Dec 4, 2000 to Jul 1, 2003factForm ADV

Dated events

Occurred
Mar 31, 2022
Advisor changed firm
Louis David Dworsky left Hayden Royal for Zermatt Wealth Partners (registered 2021-12-12)
Form ADVobserved 4 days ago