DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Louis David Dworsky
Feed of 09/15/2026
At current firm
1 y
since Feb 14, 2025
In the industry
39 y
since Aug 26, 1987 (earliest exam, job or registration)
Prior registered firms
10
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Zermatt Wealth Partners independent RIA currentsince Feb 14, 2025 · San Diego, Ca
- Zermatt Wealth Partners independent RIADec 12, 2021 to Dec 31, 2024 · San Diego, Ca
- Hayden Royal formerSep 30, 2019 to Mar 31, 2022 · Charlotte, Nc
- Morse Capital Partners, LLC formerDec 16, 2017 to Dec 31, 2021 · Raleigh, Nc
- Thompson Davis Asset Management independent RIAAug 19, 2014 to Oct 30, 2017 · Richmond, Va
- Platinum Wealth Partners formerOct 17, 2013 to Aug 21, 2014 · Tampa, Fl
- Morgan Stanley wirehouseJun 1, 2009 to Aug 5, 2013 · Raleigh, Nc
- Morgan Stanley & Co. LLC unclassifiedApr 2, 2007 to Jun 1, 2009 · Raleigh, Nc
- Morgan Stanley Dw Inc. unclassifiedMar 1, 2007 to Apr 2, 2007 · Raleigh, Nc
- Wells Fargo Advisors wirehouseJul 1, 2003 to Mar 2, 2007 · Raleigh, Nc
- Prudential Equity Group, LLC unclassifiedDec 4, 2000 to Jul 1, 2003 · Raleigh, Nc
Moves
a registration end followed by a registration begin elsewhere
- Hayden Royal to Zermatt Wealth Partnersleft Mar 31, 2022, registered Dec 12, 2021 (-109 days) · RIA to RIA
- Morse Capital Partners, LLC to Hayden Royalleft Dec 31, 2021, registered Sep 30, 2019 (-823 days) · RIA to RIA
- Thompson Davis Asset Management to Morse Capital Partners, LLCleft Oct 30, 2017, registered Dec 16, 2017 (47 days) · Other
- Platinum Wealth Partners to Thompson Davis Asset Managementleft Aug 21, 2014, registered Aug 19, 2014 (-2 days) · Other
- Morgan Stanley to Platinum Wealth Partnersleft Aug 5, 2013, registered Oct 17, 2013 (73 days) · Other
- Morgan Stanley & Co. LLC to Morgan Stanleyleft Jun 1, 2009, registered Jun 1, 2009 (0 days) · corporate re-registration, not a move
- Morgan Stanley Dw Inc. to Morgan Stanley & Co. LLCleft Apr 2, 2007, registered Apr 2, 2007 (0 days) · corporate re-registration, not a move
- Wells Fargo Advisors to Morgan Stanley Dw Inc.left Mar 2, 2007, registered Mar 1, 2007 (-1 days) · Other
- Prudential Equity Group, LLC to Wells Fargo Advisorsleft Jul 1, 2003, registered Jul 1, 2003 (0 days) · corporate re-registration, not a move
Signals
- Louis David Dworsky left Hayden Royal for Zermatt Wealth Partners (registered 2021-12-12)Mar 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address