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Advisor at WELLS FARGO ADVISORS
OLD GREENWICH, CT | DRIPPING SPRINGS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | May 12, 2023 | n/a | yes | OLD GREENWICH, CT|DRIPPING SPRINGS, TX | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jun 8, 2009 | May 12, 2023 | no | AUSTIN, TX|BEE CAVE, TX | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | May 16, 2003 | Jun 9, 2009 | no | ARLINGTON, TX|SOUTHLAKE, TX|FORT WORTH, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Sep 3, 1998 | Jun 3, 2003 | no | DALLAS, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | WELLS FARGO ADVISORS | May 12, 2023 | May 12, 2023 | 0 | Channel change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Jun 9, 2009 | Jun 8, 2009 | -1 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 3, 2003 | May 16, 2003 | -18 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:11025:TX:2023-05-12 | May 12, 2023 | May 12, 2023 | BEE CAVE, TX | Firm change |