RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• S•••••
- W•••• F•••• A••••••• wirehouse currentsince May 12, 2023 · Old Greenwich, Ct
- W•••• F•••• A••••••• wirehouseJun 8, 2009 to May 12, 2023 · Austin, Tx
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseMay 16, 2003 to Jun 9, 2009 · Arlington, Tx
- U•• F•••••••• S••••••• I••• wirehouseSep 3, 1998 to Jun 3, 2003 · Dallas, Tx
- W•••• F•••• A••••••• to W•••• F•••• A•••••••left May 12, 2023, registered May 12, 2023 (0 days) · channel change inside one enterprise, not a move · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to W•••• F•••• A•••••••left Jun 9, 2009, registered Jun 8, 2009 (-1 days) · Wirehouse to wirehouse
- U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jun 3, 2003, registered May 16, 2003 (-18 days) · Wirehouse to wirehouse
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address