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Reading the graph
Advisor at ARENA PRIVATE WEALTH
CHICAGO, IL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ARENA PRIVATE WEALTH | Independent wealth | Apr 2, 2026 | n/a | yes | CHICAGO, IL | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 10, 2025 | Mar 10, 2026 | no | CHICAGO, IL | Previous registration |
| MORGAN STANLEY | Wirehouse | Jul 28, 2022 | Jan 30, 2025 | no | Chicago, IL | Previous registration |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 11, 2022 | Jun 30, 2022 | no | NEW YORK, NY|CHICAGO, IL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | ARENA PRIVATE WEALTH | Mar 10, 2026 | Apr 2, 2026 | 23 | Firm change | Wirehouse to RIA |
| MORGAN STANLEY | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jan 30, 2025 | Feb 10, 2025 | 11 | Firm change | Wirehouse to wirehouse |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jun 30, 2022 | Jul 28, 2022 | 28 | Firm change | Wirehouse to wirehouse |