DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C•••••••• G••••• F•••••••••

A•••• P•••••• W•••••independent RIAChicago, IlIA-onlyIAPD 7325876

Certified Financial Planner

Feed of 09/14/2026

Also filed as C•••••••• G••••• F•••••••••

At current firm

0 y

since Apr 2, 2026

In the industry

14 y

since Nov 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

A•••• P•••••• W••••• independent RIA current
since Apr 2, 2026 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 10, 2025 to Mar 10, 2026 · Chicago, Il
M••••• S•••••• wirehouse
Jul 28, 2022 to Jan 30, 2025 · Chicago, Il
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Apr 11, 2022 to Jun 30, 2022 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to A•••• P•••••• W•••••
left Mar 10, 2026, registered Apr 2, 2026 (23 days) · Wirehouse to independent RIA
M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Jan 30, 2025, registered Feb 10, 2025 (11 days) · Wirehouse to wirehouse
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M••••• S••••••
left Jun 30, 2022, registered Jul 28, 2022 (28 days) · Wirehouse to wirehouse

Signals

C•••••••• G••••• F••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for A•••• P•••••• W••••• (registered 2026-04-02)
Mar 10, 2026 · Advisor changed firm · fact
C•••••••• G••••• F••••••••• left M••••• S•••••• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2025-02-10)
Jan 30, 2025 · Advisor changed firm · fact
C•••••••• G••••• F••••••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for M••••• S•••••• (registered 2022-07-28)
Jun 30, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address