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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)13 years in industry

BROOKE MICHAL GARCIA

Advisor at AE WEALTH MANAGEMENT, LLC

Topeka, KS

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Search this name across graphsid dfx:ria:c74cf61d-ae1a-a853-863d-eaeb1386a6dd

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:46 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: AE WEALTH MANAGEMENT, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63
First exam: Aug 15, 2013
First registration: Sep 16, 2020
Dual registered: yes, broker-dealer
Other names: BROOKE MICHAL HERREN|BROOKE MICHAL MUELLER
IAPD individual key: 6229394

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
AE WEALTH MANAGEMENT, LLC	Bd affiliated wealth	Dec 8, 2022	n/a	yes	Topeka, KS	Current employment
ENDEX CAPITAL MANAGMENT LLC	Former SEC adviser	Jul 28, 2021	Nov 14, 2022	no	MERRIAM, KS	Previous registration
Demarche	Other adviser	Jul 20, 2021	Nov 14, 2022	no	OVERLAND PARK, KS	Previous registration
Demarche	No RAUM reported	Jul 20, 2021	Nov 14, 2022	no	OVERLAND PARK, KS	Previous registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC	Institutional manager	Sep 16, 2020	Apr 26, 2021	no	CLEVELAND, OH\|Kansas City, MO	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
Demarche	Demarche	Nov 14, 2022	Jul 20, 2021	-482	Channel change	Other
ENDEX CAPITAL MANAGMENT LLC	AE WEALTH MANAGEMENT, LLC	Nov 14, 2022	Dec 8, 2022	24	Firm change	Other
Demarche	ENDEX CAPITAL MANAGMENT LLC	Nov 14, 2022	Jul 28, 2021	-474	Firm change after gap	Other
CBIZ INVESTMENT ADVISORY SERVICES, LLC	Demarche	Apr 26, 2021	Jul 20, 2021	85	Firm change	Other

Relationships

Registered with (5)

→ AE WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Dec 8, 2022 to presentfactForm ADV
→ DEMARCHERegistered adviserregistration: previous registration
Jul 20, 2021 to Nov 14, 2022factForm ADV
→ ENDEX CAPITAL MANAGMENT LLCRegistered adviserregistration: previous registration
Jul 28, 2021 to Nov 14, 2022factForm ADV
→ DEMARCHERegistered adviserregistration: previous registration
Jul 20, 2021 to Nov 14, 2022factForm ADV
→ CBIZ INVESTMENT ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 16, 2020 to Apr 26, 2021factForm ADV

Dated events

Occurred
Nov 14, 2022
Advisor changed firm
Brooke Michal Garcia left Endex Capital Managment Llc for Ae Wealth Management, Llc (registered 2022-12-08)
Form ADVobserved 4 days ago
Occurred
Nov 14, 2022
Advisor changed firm
Brooke Michal Garcia left Demarche for Endex Capital Managment Llc (registered 2021-07-28)
Form ADVobserved 4 days ago