DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
D•••••••
Legal name D••••••• A••••••••• I••
Latest filing Mar 2, 2026
First filing on the tape Mar 30, 2012 · 19 filings
SEC status approved since Apr 30, 1976
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
9
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
22
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$0 as of Mar 2, 2026
Mar 31, 2016$22B then
HNW client RAUM$0 as of Mar 2, 2026
Mar 29, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 2, 2026
Mar 27, 20134 then
Employees (5.A)22 as of Mar 2, 2026
Mar 27, 201326 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 9.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- hourly, fixed feesreportedItem 5.E
- Advisory activities
- pension consulting, selection of other advisers, publications, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 16reported
- Charitable clients
- 8reported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- fixed, hourlyreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
9 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••• C••••• W••••••• | Overland Park, Ks | Mar 15, 1995 | 40 y | 0 |
| T•••••• J••• M•••••••Chartered Financial Analyst | Overland Park, Ks | Mar 12, 2002 | 29 y | 1 |
| A••• J• S•••••• | Overland Park, Ks | Jun 26, 2007 | 26 y | 3 |
| J•••• F•••••••• D••••••Chartered Financial Analyst | Overland Park, Ks | Apr 30, 2010 | 29 y | 0 |
| R••• M•••••• P•••••• | Overland Park, Ks | May 30, 2013 | 14 y | 1 |
| D••••• H• L•••••• | Overland Park, Ks | Nov 19, 2013 | 24 y | 1 |
| M••••••• E•••••••• V••••••••• | Overland Park, Ks | Jul 2, 2015 | 31 y | 1 |
| M••• A• A•••• | Overland Park, Ks | Mar 19, 2018 | 21 y | 0 |
| M••••• J••••• D•••• | Overland Park, Ks | Apr 12, 2021 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- H••••• J• S•••••• to R•••••• J•••• I••••••••• M•••••••••Jul 25, 2025 · Other
- R••••• J• D••• to W•••••• B•••• • C•••••• L•••••Feb 18, 2010 · Other
- J••• R•••••• O••• to C••• I••••••••• P•••••••• L••Feb 3, 2010 · Other
- D••••• H• L•••••• to D•••••••Apr 16, 2008 · Other
- M••• J••••• D•••••••• to V•• A••••••• S•••••••Oct 5, 2005 · Other
- A••• J• S•••••• to P•••• S•••••• • C••Nov 8, 2004 · Other
- R••••• N••••• S•••••• to S•••••• B•••• C•••••• A•••••••Nov 24, 2003 · Other
- M•••••• G•••••• H••••• to F••••• M••••• W••••• A•••••••• L••Nov 6, 2002 · Other
Joined, latest
- J••••• E••••• M••••• from S••••••• F•••••••• S•••••••• I•••Mar 22, 2024 · Other
- B••••• M••••• G••••• from C••• I••••••••• A••••••• S•••••••• L••Jul 20, 2021 · Other
- R••• A•••••• C••••••••• from D•••••••Oct 24, 2013 · Other
- R••• M•••••• P•••••• from E•••• C•••••• M•••••••• L••May 30, 2013 · Other
- A••• J• S•••••• from P•••• S•••••• • C••Jun 26, 2007 · Other
- T•••••• J••• M••••••• from E•••• C•••••• M•••••••• L••Mar 12, 2002 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from E•••• C•••••• M•••••••• L••Dec 31, 2022 · Merriam, Ks · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••••• F•••• V• · Chief Administrative Officercontrolsince 05/2015 · owns less than 5%
- M•••••••• T••••••• J••• · Chairman, President, Ceo, Ownercontrolsince 02/2015 · owns less than 5%
- S••••••• A•••• J• · Chief Compliance Officercontrolsince 05/2011 · owns less than 5%
- W•••••••• T•••••• C••••• · Vice Chairman, Ownercontrolsince 03/2005 · owns 10% to 25%
- M•••••••• J••••• A••• · Trusteecontrolsince 02/2015 · owns F of The R••••• F. M••••••• Family Trust
- M•••••••• T••••••• J••• · Trusteecontrolsince 02/2015 · owns F of The R••••• F. M••••••• Family Trust
- R•••••••• C••••••••• M••••••• · Trusteecontrolsince 02/2015 · owns F of The R••••• F. M••••••• Family Trust
- D••••• M•••••• J••••• · Advisorsince 07/2023 · owns less than 5%
- D••••••• J••••• F•••••••• · Senior Consultantsince 01/2018 · owns less than 5%
- G•••••• B•••••• M••••• · Former Employeesince 11/2022 · owns less than 5%
- L••••••• D•••••• H• · Senior Consultantsince 12/2012 · owns less than 5%
- M••••• M••••••• R••• · Consultantsince 03/2019 · owns less than 5%
- N•••••• T•••••• C•••••••• · Former Employeesince 11/2022 · owns less than 5%
- P••••••• R•••• M•••••• · Director Of Business Developmentsince 07/2023 · owns less than 5%
- V••••••••• M•••••••• E•••••••• · Senior Consultantsince 11/2014 · owns less than 5%
Entity owners
- R••••• F• M••••••• Q•••••••• S••••••••• S• T•••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Overland Park, Ks · principal | 7 | 0 | 0 | ||
| Merriam, Ks | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 18 to 16Mar 27, 2025 to Mar 2, 2026
- Pension plan clients · 15 to 16Mar 27, 2025 to Mar 2, 2026
- Employees · 25 to 22Mar 27, 2025 to Mar 2, 2026
- Accounts · unset to 0.0Mar 22, 2024 to Mar 27, 2025
- Advisory employees · 21 to 18Mar 22, 2024 to Mar 27, 2025
- Charity clients · 10 to 8Mar 22, 2024 to Mar 27, 2025
- Employees · 27 to 25Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 27, 2025
- Discretionary RAUM · unset to 0.0Mar 22, 2024 to Mar 27, 2025
- Non-discretionary RAUM · unset to 0.0Mar 22, 2024 to Mar 27, 2025
- RAUM · unset to 0.0Mar 22, 2024 to Mar 27, 2025
- HQ city · MERRIAM to OVERLAND PARKFeb 28, 2023 to Mar 22, 2024
- Advisory employees · 20 to 21Mar 7, 2022 to Feb 28, 2023
- Charity clients · 12 to 10Mar 7, 2022 to Feb 28, 2023
- Pension plan clients · 20 to 15Mar 7, 2022 to Feb 28, 2023
- Advisory employees · 22 to 20Mar 2, 2021 to Mar 7, 2022
- Charity clients · 9 to 12Mar 2, 2021 to Mar 7, 2022
- Pension plan clients · 23 to 20Mar 2, 2021 to Mar 7, 2022
- Advisory employees · 21 to 22Aug 27, 2020 to Mar 2, 2021
- Advisory activities · 5 to 4Aug 27, 2020 to Mar 2, 2021
- Charity clients · 11 to 9Aug 27, 2020 to Mar 2, 2021
- Pension plan clients · 24 to 23Aug 27, 2020 to Mar 2, 2021
- Employees · 26 to 27Aug 27, 2020 to Mar 2, 2021
- Advisory activities · 6 to 5Mar 29, 2019 to Mar 27, 2020
- BD registered reps · 5 to 0Mar 29, 2019 to Mar 27, 2020
- Charity clients · 0 to 11Mar 29, 2019 to Mar 27, 2020
- Pension plan clients · 0 to 24Mar 29, 2019 to Mar 27, 2020
- Employees · 25 to 26Mar 29, 2019 to Mar 27, 2020
- Insurance-licensed employees · 5 to 0Mar 29, 2019 to Mar 27, 2020
- State-registered IARs · 5 to 0Mar 29, 2019 to Mar 27, 2020
- Related broker-dealer · true to falseMar 29, 2019 to Mar 27, 2020
- Advisory employees · 22 to 21May 9, 2018 to Mar 29, 2019
- Advisory activities · 7 to 6May 9, 2018 to Mar 29, 2019
- Charity clients · 14 to 0May 9, 2018 to Mar 29, 2019
- Corporate clients · unset to 0.0May 9, 2018 to Mar 29, 2019
- Individual clients · 1 to 0May 9, 2018 to Mar 29, 2019
- Pension plan clients · 28 to 0May 9, 2018 to Mar 29, 2019
- Employees · 23 to 25May 9, 2018 to Mar 29, 2019
- Individual RAUM · $702M to $0May 9, 2018 to Mar 29, 2019
- Pension RAUM · $16B to $0May 9, 2018 to Mar 29, 2019
Signals
2 dated events
- H••••• J• S•••••• left D••••••• for R•••••• J•••• I••••••••• M••••••••• (registered 2025-08-13)Jul 25, 2025 · Advisor changed firm · fact
- 2 advisors left E•••• C•••••• M•••••••• L•• (Merriam, KS) for D••••••• on the same dayDec 31, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- H•••S://WWW.LINKEDIN.COM/COMPANY/D•••••••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://DMS-D•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- [913] 384-4994reportedpublic record, Form ADV, Mar 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026