DFX Intelligence

C••••••••• H••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)18 years in industry

C••••••••• H••• S•••••

Advisor at L•• F•••••••• L••

WEST CHESTERFIELD, NH

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Search this name across graphsid dfx:ria:8d563852-dd19-0209-c6f5-172802c4fd82

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:47 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 12, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 6, 2024	n/a	yes	WEST CHESTERFIELD, NH	Current employment
S• A•••••••• L••	Independent wealth	Apr 11, 2017	Jun 6, 2018	no	Portsmouth, NH\|ATLANTA, GA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S• A•••••••• L••	L•• F•••••••• L••	Jun 6, 2018	Jun 6, 2024	2,192	Firm change after gap	Ibd to ibd
M••••••• W••••• P•••••• C••••• G••••• L••	S• A•••••••• L••	May 31, 2018	Apr 11, 2017

Relationships

Registered with (7)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 6, 2024 to presentfactForm ADV
→ S• A•••••••• L••Registered adviserregistration: previous registration
Apr 11, 2017 to Jun 6, 2018factForm ADV
→ M••••••• W••••• P•••••• C••••• G••••• L••Registered adviserregistration: previous registration
Apr 6, 2017 to May 31, 2018factForm ADV
→ C••••••• M••••••••• I••••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d563852-dd19-0209-c6f5-172802c4fd82
First observed: Aug 12, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.