DFX Intelligence

G•••• R••••••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner31 years in industry

G•••• R••••••• R••••

Advisor at R•• W••••• M•••••••••

HOUSTON, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8d5f30ac-02c4-28b5-4d49-6c7c3290eab0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 24, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•• W••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 10, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•• W••••• M•••••••••	Independent wealth	Aug 1, 2019	n/a	yes	HOUSTON, TX	Current employment
P•• A••••••• S•••••••• L••	Independent wealth	Jul 2, 2019	Aug 7, 2019	no	ALBANY, NY	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•• A••••••• S•••••••• L••	R•• W••••• M•••••••••	Aug 7, 2019	Aug 1, 2019	-6	Firm change	RIA to new firm
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	P•• A••••••• S•••••••• L••	Jun 18, 2019	Jul 2, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
125648:304735:NY:2019-08-07	Aug 7, 2019	Aug 1, 2019	ALBANY, NY	Firm change
7691:125648:TX:2019-06-18	Jun 18, 2019	Jul 2, 2019	HOUSTON, TX	Firm change

Relationships

Registered with (6)

→ R•• W••••• M•••••••••Registered adviserregistration: current employment
Aug 1, 2019 to presentfactForm ADV
→ P•• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Jul 2, 2019 to Aug 7, 2019factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Apr 18, 2013 to Jun 18, 2019factForm ADV
→ M••••• S••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8d5f30ac-02c4-28b5-4d49-6c7c3290eab0
First observed: Sep 24, 1999
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.