DFX Intelligence

R•• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

R•• W••••• M•••••••••

R•••• HARBOR PARTNERS, LLC, CRD 304735

HOUSTON, TX

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Search this name across graphsid dfx:ria:dd36d157-a62a-f68b-313e-644fa3e3df31

Data as of Jun 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 2
On other graphs: 0
Observed: Jun 14, 2019 to Jun 15, 2026
28 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.96 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $345M••• Locked
Discretionary RAUM: $345M
Private client RAUM: $332Mderived••• Locked
Private client share: 96%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $69.0Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
G•••• R••••••• R••••	Certified Financial Planner	HOUSTON, TX	7	31	5	no
M•••••• A•••• J••••	n/a	HOUSTON, TX	7	28

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
J••••• M••••••• A••••	MANAGING MEMBER/CHIEF COMPLIANCE OFFICER	C	yes	06/2019	Jun 14, 2019	Dec 10, 2024
P••••• N••••••• C••••	MANAGING MEMBER	C	yes	06/2019	Jun 14, 2019	Dec 10, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Feb 6, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	2	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$345M	$307M	12.3%	$219M	16.3%	9	8	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
P•• A••••••• S•••••••• L••	3	Aug 7, 2019	Aug 1, 2019	ALBANY, NY	Team lift out	RIA to new firm	17.6%

Relationships

Registered with (6)

← L•••••• Y•••Advisorregistration: current employment
Sep 4, 2025 to presentfactForm ADV
← M•••••• D•••••• B••••Advisorregistration: current employment
Dec 8, 2023 to presentfactForm ADV
← G•••• R••••••• R••••Advisorregistration: current employment
Aug 1, 2019 to presentfactForm ADV
← M•••••• A•••• J••••

Dated events

Occurred
May 11, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Jun 14, 2019
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:dd36d157-a62a-f68b-313e-644fa3e3df31
First observed: Jun 14, 2019
Last observed: Jun 15, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.