DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

BRIAN MICHAEL RIDGEWAY

Advisor at BAHL & GAYNOR LLC

Denver, CO | CINCINNATI, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8df78340-7beb-a379-904b-934008fa04f4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Oct 13, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: BAHL & GAYNOR LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 15, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 3
Exams: S63|S65
First exam: Feb 15, 2014
First registration: Oct 13, 2016
Dual registered: yes, broker-dealer
Other names: BRIAN MICHAEL RIDGEWAY|BRIAN M RIDGEWAY|brian ridgeway
IAPD individual key: 6255873

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
BAHL & GAYNOR LLC	Mixed wealth	Sep 24, 2025	n/a	yes	Denver, CO\|CINCINNATI, OH	Current employment
THORNBURG INVESTMENT MANAGEMENT INC	Asset manager	May 10, 2019	Jan 9, 2024	no	SANTA FE, NM\|Denver, CO	Previous registration
ADVISORS ASSET MANAGEMENT, INC.	Mixed wealth	Feb 9, 2018	May 13, 2019	no	Denver, CO\|Denver, CO\|MONUMENT, CO	Previous registration
VIRTUS CAPITAL ADVISERS, LLC	Other adviser	Oct 13, 2016	May 1, 2017	no	Brookhaven, GA\|HARTFORD, CT	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
THORNBURG INVESTMENT MANAGEMENT INC	BAHL & GAYNOR LLC	Jan 9, 2024	Sep 24, 2025	624	Firm change after gap	Other
ADVISORS ASSET MANAGEMENT, INC.	THORNBURG INVESTMENT MANAGEMENT INC	May 13, 2019	May 10, 2019	-3	Firm change	Other
VIRTUS CAPITAL ADVISERS, LLC	ADVISORS ASSET MANAGEMENT, INC.	May 1, 2017	Feb 9, 2018	284	Firm change	Other

Relationships

Registered with (4)

→ BAHL & GAYNOR LLCRegistered adviserregistration: current employment
Sep 24, 2025 to presentfactForm ADV
→ THORNBURG INVESTMENT MANAGEMENT INCRegistered adviserregistration: previous registration
May 10, 2019 to Jan 9, 2024factForm ADV
→ ADVISORS ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Feb 9, 2018 to May 13, 2019factForm ADV
→ VIRTUS CAPITAL ADVISERS, LLCRegistered adviserregistration: previous registration
Oct 13, 2016 to May 1, 2017factForm ADV

Dated events

Occurred
Jan 9, 2024
Advisor changed firm
Brian Michael Ridgeway left Thornburg Investment Management Inc for Bahl & Gaynor Llc (registered 2025-09-24)
Form ADVobserved 4 days ago