DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Former SEC-registered adviser
T•• E••••••• T•••
Legal name T•• E••••••• T•••• L••
Latest filing May 13, 2025
First filing on the tape Jun 20, 2024 · 9 filings
SEC status 120-day approval since Jul 22, 2024
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
3 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
9 filings and snapshots on the tape
RAUM$0 as of May 13, 2025
Jan 23, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of May 13, 2025
Jan 23, 20253 then
Employees (5.A)5 as of May 13, 2025
Jan 23, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 13, 2025; every figure names its basis
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 6derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 5reported
- HNW clients
- 12reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• T•• | Seattle, Wa | Oct 14, 2025 | 19 y | 5 |
| M••• A•• M•••••••• F•••••••Certified Financial Planner | Seattle, Wa | Oct 14, 2025 | 24 y | 4 |
| M••• D••• J•••••Chartered Financial Consultant | Seattle, Wa | Oct 14, 2025 | 24 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- M••• D••• J••••• from V••••••• R••• L••Jul 23, 2024 · RIA to a newly registered adviser
- M••• A•• M•••••••• F••••••• from E•••••• F•••••••• E••••••Jul 23, 2024 · RIA to a newly registered adviser
- A••••• T•• from E•••••• F•••••••• E••••••Jul 22, 2024 · RIA to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J•••••• M•••• D••• · Chief Compliance Officer, Chief Operating Officercontrolsince 06/2024 · owns less than 5%
- T••• A••••• · Founder, Chief Executive Officercontrolsince 06/2024 · owns less than 5%
- P•••• J•••• S•• · Ownercontrolsince 09/2024 · owns 25% to 50% of E••••••• T•••• I•••
- T••• A••••• · Ownercontrolsince 09/2024 · owns 25% to 50% of E••••••• T•••• I•••
Entity owners
- E••••••• T•••• I••• · Holding Companydirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Seattle, Wa · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Arcadia, CA
What changed
consecutive filings, newest first
- Advisory activities · 1 to 2Feb 14, 2025 to Apr 7, 2025
- HNW clients · unset to 12.0Feb 14, 2025 to Apr 7, 2025
- Individual clients · unset to 5.0Feb 14, 2025 to Apr 7, 2025
- Employees · 3 to 5Feb 14, 2025 to Apr 7, 2025
- Financial planning clients · 0 to unsetFeb 14, 2025 to Apr 7, 2025
- Accounts · unset to 0.0Dec 20, 2024 to Jan 23, 2025
- Advisory employees · 0 to 3Dec 20, 2024 to Jan 23, 2025
- State-registered IARs · 2 to 3Dec 20, 2024 to Jan 23, 2025
- Discretionary RAUM · unset to 0.0Dec 20, 2024 to Jan 23, 2025
- Non-discretionary RAUM · unset to 0.0Dec 20, 2024 to Jan 23, 2025
- RAUM · unset to 0.0Dec 20, 2024 to Jan 23, 2025
- State-registered IARs · 1 to 2Jul 26, 2024 to Nov 19, 2024
Signals
3 dated events
- T•• E••••••• T••• no longer on the SEC adviser roster (last listed 2025-07-01)Aug 1, 2025 · Left the SEC roster · derived
- Sik Jung Park (Owner) appeared on Schedule A of T•• E••••••• T•••Nov 19, 2024 · Control person joined · fact
- T•• E••••••• T••• filed its initial SEC registration (Form ADV)Jun 20, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/E•••••••T•••reportedpublic record, Form ADV, Sep 18, 2026
- Website
- E•••••••T•••.COMreportedpublic record, Form ADV, Sep 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026