DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V••••••••• W••••• M••••••••• L••
Latest filing Mar 2, 2026
First filing on the tape Mar 30, 2012 · 24 filings
SEC status approved since Sep 24, 2009
RAUM
$283M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
77%
$218M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$70.8M
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$283M as of Mar 2, 2026
Mar 30, 2012$101M then
HNW client RAUM$215M as of Mar 2, 2026
Mar 15, 2018$108M then
State-registered IARs (5.B.3)4 as of Mar 2, 2026
Mar 30, 20120 then
Employees (5.A)4 as of Mar 2, 2026
Mar 27, 20134 then
Private funds: no history
RAUM +9.0% over the last fiscal year+10% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 2, 2026; every figure names its basis
- RAUM per advisor
- $70.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 25derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.7MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +9.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +46%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$215M76%
- Pooled investment vehicles$62.4M22%
- Individuals$3.5M1.3%
- Pension and profit-sharing plans$2.1M0.7%
- Charitable organizations$724,8440.3%
- Individual clients
- 18reported
- HNW clients
- 80reported
- Pension plan clients
- n/areported
- Charitable clients
- 5reported
- Accounts
- 215reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.77 fund_share=0.22 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• J•• R•••••• | Lake Oswego, Or | Oct 26, 2009 | 31 y | 2 |
| M•••••• D•••• V••••Certified Financial Planner | Lake Oswego, Or | Oct 26, 2009 | 27 y | 1 |
| C•••• J•• O••••Certified Financial Planner | Lake Oswego, Or | Oct 28, 2009 | 37 y | 2 |
| S•••• A•••• T•••••••••Certified Financial Planner | Lake Oswego, Or | Apr 22, 2019 | 35 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- J••• F•••• O•••• to J•• C•••••• A•••••••• L••Jul 27, 2011 · Other
Joined, latest
- S•••• A•••• T••••••••• from A••••••••• F•••••••• S•••••••• L••Apr 22, 2019 · Affiliated broker-dealer or bank to independent RIA
- J••• F•••• O•••• from P•••••• I••••••••• C••••••• L••Jul 27, 2011 · Other
- C•••• J•• O•••• from K•• F•••••••• S•••••••• I••Oct 28, 2009 · Other
- S•••• J•• R•••••• from K•• F•••••••• S•••••••• I••Oct 26, 2009 · Other
- M•••••• D•••• V•••• from K•• F•••••••• S•••••••• I••Oct 26, 2009 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- O••••• C••••• J•• · Managing Membercontrolsince 08/2009 · owns 25% to 50%
- R••••••• S••••• J•• · Managing Membercontrolsince 09/2009 · owns 25% to 50%
- V••••• M••••••• D•••• · Chief Compliance Officer/Managing Membercontrolsince 09/2009 · owns 25% to 50%
Related persons
Schedule D 7.A
- V••••••••• C••••••• L••pooled vehicle sponsorn
- V••••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lake Oswego, Or · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 193 to 215Jan 6, 2026 to Mar 2, 2026
- HNW clients · 55 to 80Jan 6, 2026 to Mar 2, 2026
- Individual clients · 12 to 18Jan 6, 2026 to Mar 2, 2026
- Pooled vehicle clients · 7 to 8Jan 6, 2026 to Mar 2, 2026
- Discretionary RAUM · $258M to $281MJan 6, 2026 to Mar 2, 2026
- HNW RAUM · $194M to $215MJan 6, 2026 to Mar 2, 2026
- Individual RAUM · $4.6M to $3.5MJan 6, 2026 to Mar 2, 2026
- Non-discretionary RAUM · $1.6M to $2.1MJan 6, 2026 to Mar 2, 2026
- Pension RAUM · $1.6M to $2.1MJan 6, 2026 to Mar 2, 2026
- Pooled vehicle RAUM · $59.0M to $62.4MJan 6, 2026 to Mar 2, 2026
- RAUM · $260M to $283MJan 6, 2026 to Mar 2, 2026
- Financial planning clients · 0 to 0Aug 19, 2025 to Nov 25, 2025
- Accounts · 181 to 193Mar 20, 2024 to Mar 19, 2025
- HNW clients · 57 to 55Mar 20, 2024 to Mar 19, 2025
- Individual clients · 13 to 12Mar 20, 2024 to Mar 19, 2025
- Pooled vehicle clients · 8 to 7Mar 20, 2024 to Mar 19, 2025
- Discretionary RAUM · $227M to $258MMar 20, 2024 to Mar 19, 2025
- HNW RAUM · $165M to $194MMar 20, 2024 to Mar 19, 2025
- Individual RAUM · $2.8M to $4.6MMar 20, 2024 to Mar 19, 2025
- Non-discretionary RAUM · $1.3M to $1.6MMar 20, 2024 to Mar 19, 2025
- Pension RAUM · $1.3M to $1.6MMar 20, 2024 to Mar 19, 2025
- Pooled vehicle RAUM · $57.9M to $59.0MMar 20, 2024 to Mar 19, 2025
- RAUM · $228M to $260MMar 20, 2024 to Mar 19, 2025
- Accounts · 85 to 181Sep 8, 2023 to Mar 20, 2024
- HNW clients · 56 to 57Sep 8, 2023 to Mar 20, 2024
- Individual clients · 14 to 13Sep 8, 2023 to Mar 20, 2024
- Pooled vehicle clients · 9 to 8Sep 8, 2023 to Mar 20, 2024
- Discretionary RAUM · $207M to $227MSep 8, 2023 to Mar 20, 2024
- HNW RAUM · $146M to $165MSep 8, 2023 to Mar 20, 2024
- Individual RAUM · $2.2M to $2.8MSep 8, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $5.2M to $1.3MSep 8, 2023 to Mar 20, 2024
- Pension RAUM · $5.2M to $1.3MSep 8, 2023 to Mar 20, 2024
- Pooled vehicle RAUM · $57.5M to $57.9MSep 8, 2023 to Mar 20, 2024
- RAUM · $213M to $228MSep 8, 2023 to Mar 20, 2024
- HNW clients · 50 to 56Mar 11, 2022 to Feb 22, 2023
- Pooled vehicle clients · 8 to 9Mar 11, 2022 to Feb 22, 2023
- Financial planning clients · 1-10 to 0Mar 11, 2022 to Feb 22, 2023
- Discretionary RAUM · $218M to $207MMar 11, 2022 to Feb 22, 2023
- HNW RAUM · $153M to $146MMar 11, 2022 to Feb 22, 2023
- Individual RAUM · $3.7M to $2.2MMar 11, 2022 to Feb 22, 2023
Signals
1 dated events
- Michael Brad Parrott (Managing Member) no longer on Schedule A of V••••••••• W••••• M••••••••• L•• (listed 2021-12-13, absent 2022-03-11)Mar 11, 2022 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- contact@vergepointe.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-684-0100reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 503-684-0102reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 503-684-0100reportedpublic record, Form ADV, Mar 2, 2026
- Team page
- vergepointe.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $70.8Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026