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Advisor at WEALTH ADVISORY SOLUTIONS, LLC
ZIONSVILLE, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WEALTH ADVISORY SOLUTIONS, LLC | Independent wealth | Jul 27, 2017 | n/a | yes | ZIONSVILLE, IN | Current employment |
| CANTERBURY INVESTMENT MANAGEMENT, LLC | Independent wealth | Aug 3, 2016 | Feb 26, 2019 | no | ZIONSVILLE, IN | Previous registration |
| ELKHORN INVESTMENTS | Former SEC adviser | Sep 20, 2013 | Aug 8, 2016 | no | WHEATON, IL | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Jan 20, 2010 | Jan 28, 2011 | no | INDIANAPOLIS, IN | Previous registration |
| WORLD EQUITY GROUP, INC. | Bd affiliated wealth | Jul 15, 2009 | Sep 30, 2009 | no | ANDERSON, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CANTERBURY INVESTMENT MANAGEMENT, LLC | WEALTH ADVISORY SOLUTIONS, LLC | Feb 26, 2019 | Jul 27, 2017 | -579 | Firm change after gap | Other |
| ELKHORN INVESTMENTS | CANTERBURY INVESTMENT MANAGEMENT, LLC | Aug 8, 2016 | Aug 3, 2016 | -5 | Firm change | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | ELKHORN INVESTMENTS | Jan 28, 2011 | Sep 20, 2013 | 966 | Firm change after gap | Ibd to new firm |
| WORLD EQUITY GROUP, INC. | AMERIPRISE FINANCIAL SERVICES, LLC | Sep 30, 2009 | Jan 20, 2010 | 112 | Firm change | Other |