RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
F•••• T••••• C••••••
- R•••••••• S••••••• independent RIA currentsince Sep 26, 2019 · Holmdel, Nj
- B••• B•••• F•••••••• A•••••••• L•• formerJun 4, 2014 to Nov 26, 2019 · Holmdel, Nj
- L••••••••• F•••••••• A•••••••• I••• independent RIAMar 13, 2013 to Jul 1, 2014 · Red Bank, Nj
- B••• B•••• F•••••••• A•••••••• L•• to R•••••••• S•••••••left Nov 26, 2019, registered Sep 26, 2019 (-61 days) · RIA to RIA · moved with a team
- L••••••••• F•••••••• A•••••••• I••• to B••• B•••• F•••••••• A•••••••• L••left Jul 1, 2014, registered Jun 4, 2014 (-27 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 13derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address