DFX Intelligence

T••• A••• J••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

T••• A••• J••••••

Advisor at S••••

Vancouver, WA | NEW YORK, NY

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:42 PM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Jun 11, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 11, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••	Independent wealth	Jan 6, 2026	n/a	yes	Vancouver, WA\|NEW YORK, NY	Current employment
L•• F•••••••• L••	Bd affiliated wealth	May 15, 2025	Oct 9, 2025	no	PORTLAND, OR\|WASHOUGAL, WA\|VANCOUVER, WA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	S••••	Oct 9, 2025	Jan 6, 2026	89	Firm change	Ibd to RIA
C••• F•••••••• S•••••••• L•••	L•• F•••••••• L••	May 15, 2025	May 15, 2025

Relationships

Registered with (8)

→ S••••Registered adviserregistration: current employment
Jan 6, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 15, 2025 to Oct 9, 2025factForm ADV
→ C••• F•••••••• S•••••••• L•••Registered adviserregistration: previous registration
Jan 5, 2023 to May 15, 2025factForm ADV
→ G••••• R••••••••• P••••••• L••

Dated events

Order

Occurred
9 Oct 2025
Advisor changed firm
••• Locked
Form ADV
Occurred
9 Jan 2023
Advisor changed firm
••• Locked
Form ADV
Occurred
20 May 2022
Advisor changed firm2 events
T••• A••• J••••••: advisor changed firm, 2 firms, on 20 May 2022
- ••• Locked
- ••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 11, 2009
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.