RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
- S•••• independent RIA currentsince Jan 6, 2026 · Vancouver, Wa
- L•• F•••••••• L•• BD affiliatedMay 15, 2025 to Oct 9, 2025 · Portland, Or
- C••• F•••••••• S•••••••• L••• formerJan 5, 2023 to May 15, 2025 · Washougal, Wa
- G••••• R••••••••• P••••••• L•• institutionalJul 9, 2021 to Jan 9, 2023 · Vancouver, Wa
- C•••••• C•••••• M••••••••• formerMar 23, 2018 to May 20, 2022 · Bellevue, Wa
- C•••••• S••••••••• C••••••••• unclassifiedFeb 13, 2017 to May 20, 2022 · Bellevue, Wa
- C•••••• C•••••• M••••••••• formerFeb 9, 2017 to Dec 31, 2017 · Bellevue, Wa
- C••••• A••••••• L•• formerFeb 28, 2012 to Feb 8, 2017 · Greenwood Village, Co
- P•••••• W••• F•••••••• C••••••••• I•• formerJun 11, 2009 to Feb 28, 2012 · Renton, Wa
- L•• F•••••••• L•• to S••••left Oct 9, 2025, registered Jan 6, 2026 (89 days) · Affiliated broker-dealer or bank to independent RIA
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- G••••• R••••••••• P••••••• L•• to C••• F•••••••• S•••••••• L•••left Jan 9, 2023, registered Jan 5, 2023 (-4 days) · Other
- C•••••• S••••••••• C••••••••• to C•••••• C•••••• M•••••••••left May 20, 2022, registered Mar 23, 2018 (-1519 days) · Other
- C•••••• C•••••• M••••••••• to G••••• R••••••••• P••••••• L••left May 20, 2022, registered Jul 9, 2021 (-315 days) · Other
- C•••••• C•••••• M••••••••• to C•••••• S••••••••• C•••••••••left Dec 31, 2017, registered Feb 13, 2017 (-321 days) · Other
- C••••• A••••••• L•• to C•••••• C•••••• M•••••••••left Feb 8, 2017, registered Feb 9, 2017 (1 days) · Other
- P•••••• W••• F•••••••• C••••••••• I•• to C••••• A••••••• L••left Feb 28, 2012, registered Feb 28, 2012 (0 days) · corporate re-registration, not a move
- T••• A••• J•••••• left L•• F•••••••• L•• for Savvy (registered 2026-01-06)Oct 9, 2025 · Advisor changed firm · fact
- T••• A••• J•••••• left G••••• R••••••••• P••••••• L•• for C••• F•••••••• S•••••••• L••• (registered 2023-01-05)Jan 9, 2023 · Advisor changed firm · fact
- T••• A••• J•••••• left C•••••• C•••••• M••••••••• for G••••• R••••••••• P••••••• L•• (registered 2021-07-09)May 20, 2022 · Advisor changed firm · fact
- T••• A••• J•••••• left C•••••• S••••••••• C••••••••• for C•••••• C•••••• M••••••••• (registered 2018-03-23)May 20, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address