DFX Intelligence

C••••• C•••••• M••••••••• ••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

C••••• C•••••• M••••••••• ••• L••

CRD 158991

LONDON

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Search this name across graphsid dfx:ria:8f4598a2-1a6d-632b-6ec2-3e4398c94000

Data as of Jun 3, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:45 AM UTC and rebuilt at most every 15 minutes.

Relationships: 60
Dated events: 25
On other graphs: 2
Observed: Jul 1, 2013 to Jun 3, 2026
48 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

C••••• C•••••• M••••••••• ••• L••

Private credit manager · shared crd

Real Estate Fundsidentity

C••••• C•••••• M••••••••• ••• L••

Real estate fund manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=0.73 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $40B••• Locked
Discretionary RAUM: $40B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 152

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C••••• T•••• R••••• C••••• F••• D••••••• 2••• L•	Hedge Fund	$4.8B	Oct 21, 2024	139	Jul 29, 2019	dropped	n/a
C••••• T•••• R••••• C••••• F••• D••••••• 2••• L•	Hedge Fund	$1.6B

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••• C•••••• H••••••• L••••••	Shareholder	E	yes	03/2006	Jul 1, 2013	Oct 21, 2024
C••••• C•••••• M••••••••• L••••••	G•••••• PARTNER & PARENT	E	yes	01/2007	Jul 1, 2013	Oct 21, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
C••••• C•••••• I••••••••• L•••••• P•••••••••	n/a	n/a	n/a	N	yes	n/a
C••••• C•••••• S•• L••••••	n/a	n/a	n/a	N	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$40B	$36B	10.4%	$27B	13.3%	152	144	0	0

Relationships

Advises (48)

→ C••••• N•• E••••• F••• L•Private fundReal Estate Fund, IA
Mar 14, 2012 to presentfactForm ADV
→ C••••• R••• E••••• C••••• H••••••• V•Private fundOther Private Fund, IA
Jan 22, 2021 to presentfactForm ADV
→ C••••• R••• E••••• C••••• •••••• F••• V• O••••••••• S•••• S••Private fundOther Private Fund, IA
Jul 3, 2017 to presentfactForm ADV
→ C••••• T•••• R••••• C••••• F••• J••• 2••• M••••• I•••

Dated events

Occurred
Jun 3, 2026
Ria private fund assets change
••• Locked
Form ADVobserved today
$-14.0B
Occurred
Jun 3, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$245M
Occurred
Jun 3, 2026
Private fund no l•••er reported
••• Locked
Form ADVobserved today
$4.8B
Occurred
Jun 3, 2026

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8f4598a2-1a6d-632b-6ec2-3e4398c94000
First observed: Jul 1, 2013
Last observed: Jun 3, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

Controls (12)

← C••••• C•••••• M••••••••• L••••••OwnerG•••••• PARTNER & PARENT, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV
← G•••••• T••••OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV
← J••••• I••••••••• L••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV
← N•••••••• L••••••OwnerTRUSTEE, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV
← S•••••••• F•••••••• S••••••• L••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV
← L•••••• J•••••••• H••••OwnerL•••••• PARTNER, CHIEF EXECUTIVE OFFICER, ownership code NA, individual
Jul 1, 2013 to Oct 21, 2024factForm ADV
← F•••••• S•••••• C•••••OwnerL•••••• PARTNER, PRESIDENT & DIRECTOR OF RESEARCH, ownership code NA, individual
Jul 1, 2013 to Oct 21, 2024factForm ADV
← H•••• P••••• C••••••OwnerL•••••• PARTNER, CHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 1, 2013 to Oct 21, 2024factForm ADV
← H•••• C••••••••• D••••OwnerCHIEF FINANCE OFFICER, ownership code NA, individual
Jun 11, 2019 to Oct 21, 2024factForm ADV
← W•••••••• S•••••OwnerPARTNER AND G•••••• COUNSEL, ownership code NA, individual
Jun 26, 2020 to Oct 21, 2024factForm ADV
← S•••• M••••••••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Jun 7, 2023 to Oct 21, 2024factForm ADV
← C••••• C•••••• H••••••• L••••••OwnerSHAREHOLDER, ownership code E, foreign entity
Jul 1, 2013 to Oct 21, 2024factForm ADV