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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

TOMIKA MONIQUE BOUDREAUX

Advisor at OSAIC WEALTH, INC.

ROCHESTER, MN | New Orleans, LA

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Search this name across graphsid dfx:ria:8f7ab4e2-fadb-bd22-c478-9a734b4d5beb

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 10, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2002earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Sep 3, 2019
First registration: Sep 10, 2019
Dual registered: yes, broker-dealer
Other names: TOMIKA MONIQUE DUPATY|TOMIKA BOUDREAUX MARTIN|Tomika Monique Boudreaux|TOMIKA BOUDREAUX MARTIN|TOMIKA B KING|TOMIKA B BOUDREAUX
IAPD individual key: 4706748

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 7, 2022	n/a	yes	ROCHESTER, MN\|New Orleans, LA	Current employment
CARDEA CAPITAL GROUP, INC.	Former SEC adviser	May 27, 2021	Oct 20, 2021	no	ATLANTA, GA	Previous registration
CARDEA CAPITAL ADVISORS, LLC	Independent wealth	May 27, 2021	Oct 20, 2021	no	VERO BEACH, FL	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Sep 10, 2019	May 10, 2021	no	ATLANTA, GA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CARDEA CAPITAL GROUP, INC.	CARDEA CAPITAL ADVISORS, LLC	Oct 20, 2021	May 27, 2021	-146	Firm change after gap	RIA to RIA
CARDEA CAPITAL ADVISORS, LLC	CARDEA CAPITAL GROUP, INC.	Oct 20, 2021	May 27, 2021	-146	Channel change	RIA to RIA
FSC SECURITIES CORPORATION	CARDEA CAPITAL GROUP, INC.	May 10, 2021	May 27, 2021	17	Firm change	Ibd to RIA

Relationships

Registered with (4)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Apr 7, 2022 to presentfactForm ADV
→ CARDEA CAPITAL ADVISORS, LLCRegistered adviserregistration: previous registration
May 27, 2021 to Oct 20, 2021factForm ADV
→ CARDEA CAPITAL GROUP, INC.Registered adviserregistration: previous registration
May 27, 2021 to Oct 20, 2021factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Sep 10, 2019 to May 10, 2021factForm ADV

Dated events

No dated event names this entity yet.