DFX Intelligence
Reading the graph
Reading the graph
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Advisor at S••••• W••••• A•••••••• I•••
Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| S••••• W••••• A•••••••• I••• | No RAUM reported | Nov 10, 2022 | n/a | yes | Boston, MA | Current employment |
| V••• F•••••••• A•••••••• I••• | Bd affiliated wealth | Oct 10, 2018 | Jun 16, 2022 | no | BRAINTREE, MA|Collegeville, PA|Stoughton, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| V••• F•••••••• A•••••••• I••• | S••••• W••••• A•••••••• I••• | Jun 16, 2022 | Nov 10, 2022 | 147 | Firm change | Other |
| S•••••••• S••••••••• | V••• F•••••••• A•••••••• I••• | Apr 30, 2018 | Oct 10, 2018 |
| S•••••••• S••••••••• | Bd affiliated wealth | Jan 11, 2017 | Apr 30, 2018 | no | Framingham, MA|Boston, MA | Previous registration |
| U••• F•••••••• P••••••• S••••••• | Former SEC adviser | Mar 25, 2011 | Jul 29, 2016 | no | STOUGHTON, MA|NEEDHAM, MA | Previous registration |
| T• A••••••••• I••••••••• M••••••••• L•• | Former SEC adviser | Apr 25, 2006 | Mar 3, 2011 | no | BOSTON, MA|BRAINTREE, MA | Previous registration |
| T• A••••••••• I••• | Former SEC adviser | Sep 10, 2003 | Mar 3, 2011 | no | BOSTON, MA|Boston, MA|OMAHA, NE|BOSTON, MA|Boston, MA | Previous registration |
| 163 |
| Firm change |
| Ibd to ibd |
| U••• F•••••••• P••••••• S••••••• | S•••••••• S••••••••• | Jul 29, 2016 | Jan 11, 2017 | 166 | Firm change | Other |
| T• A••••••••• I••••••••• M••••••••• L•• | U••• F•••••••• P••••••• S••••••• | Mar 3, 2011 | Mar 25, 2011 | 22 | Firm change | Other |
| T• A••••••••• I••• | T• A••••••••• I••••••••• M••••••••• L•• | Mar 3, 2011 | Apr 25, 2006 | -1,773 | Channel change | Other |