DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

JIASHUO QIN

Advisor at NORTHWEST FINANCIAL ADVISORS LLC

HERNDON, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8ff39314-9d30-62c0-53dd-914833c3e5e1

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 2
On other graphs: 0
Observed: Sep 16, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWEST FINANCIAL ADVISORS LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: Sep 13, 2019
First registration: Sep 16, 2019
Dual registered: yes, broker-dealer
Other names: Dorothy Qin
IAPD individual key: 7146969

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWEST FINANCIAL ADVISORS LLC	Independent wealth	Aug 8, 2025	n/a	yes	HERNDON, VA	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 3, 2024	Aug 7, 2025	no	FALLS CHURCH, VA\|MCLEAN, VA	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 30, 2022	May 27, 2023	no	Alexandria, VA	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Sep 16, 2019	May 27, 2023	no	Columbia, MD\|Alexandria, VA\|Alexandria, VA	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 16, 2019	Oct 14, 2022	no	Columbia, MD\|ALEXANDRIA, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	NORTHWEST FINANCIAL ADVISORS LLC	Aug 7, 2025	Aug 8, 2025	1	Firm change	Wirehouse to RIA
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	May 27, 2023	Jan 30, 2022	-482	Channel change	RIA to ibd
CHARLES SCHWAB & CO., INC.	WELLS FARGO ADVISORS	May 27, 2023	Jun 3, 2024	373	Firm change	Ibd to wirehouse
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	Sep 16, 2019	-1,124	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
111514:5393:VA:2023-05-13	May 27, 2023	Jan 30, 2022	ALEXANDRIA, VA	Firm change after gap

Relationships

Registered with (5)

→ NORTHWEST FINANCIAL ADVISORS LLCRegistered adviserregistration: current employment
Aug 8, 2025 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 3, 2024 to Aug 7, 2025factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Sep 16, 2019 to May 27, 2023factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 30, 2022 to May 27, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 16, 2019 to Oct 14, 2022factForm ADV

Dated events

Occurred
Aug 7, 2025
Advisor changed firm
Jiashuo Qin left Wells Fargo Advisors for Northwest Financial Advisors Llc (registered 2025-08-08)
Form ADVobserved 6 days ago
Occurred
May 27, 2023
Advisor changed firm
Jiashuo Qin left Charles Schwab & Co., Inc. for Wells Fargo Advisors (registered 2024-06-03)
Form ADVobserved 6 days ago