DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

J•••••• Q••

N•••••••• F•••••••• A••••••• L••independent RIAHerndon, Vadual registrantIAPD 7146969

Certified Financial Planner

Feed of 09/14/2026

Also filed as Dorothy Qin

At current firm

1 y

since Aug 8, 2025

In the industry

10 y

since Aug 1, 2016 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

N•••••••• F•••••••• A••••••• L•• independent RIA current
since Aug 8, 2025 · Herndon, Va
W•••• F•••• A••••••• wirehouse
Jun 3, 2024 to Aug 7, 2025 · Falls Church, Va
C•••••• S••••• • C••• I••• national BD
Jan 30, 2022 to May 27, 2023 · Alexandria, Va
T• A••••••••• I••••••••• M••••••••• L•• former
Sep 16, 2019 to May 27, 2023 · Columbia, Md
T• A••••••••• I••• former
Sep 16, 2019 to Oct 14, 2022 · Columbia, Md

Moves

a registration end followed by a registration begin elsewhere

W•••• F•••• A••••••• to N•••••••• F•••••••• A••••••• L••
left Aug 7, 2025, registered Aug 8, 2025 (1 days) · Wirehouse to independent RIA
T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left May 27, 2023, registered Jan 30, 2022 (-482 days) · channel change inside one enterprise, not a move · moved with a team
C•••••• S••••• • C••• I••• to W•••• F•••• A•••••••
left May 27, 2023, registered Jun 3, 2024 (373 days) · Affiliated broker-dealer or bank to wirehouse
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Sep 16, 2019 (-1124 days) · corporate re-registration, not a move

Signals

J•••••• Q•• left W•••• F•••• A••••••• for N•••••••• F•••••••• A••••••• L•• (registered 2025-08-08)
Aug 7, 2025 · Advisor changed firm · fact
J•••••• Q•• left C•••••• S••••• • C••• I••• for W•••• F•••• A••••••• (registered 2024-06-03)
May 27, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 10derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address