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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

Jessica Abrego

Advisor at LPL FINANCIAL LLC

SAN DIEGO, CA | San Antonio, TX

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Search this name across graphsid dfx:ria:90b5c227-e6f0-bef5-e26d-ff0f3aa744b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 4:05 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Nov 10, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 20, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Sep 20, 1999
First registration: Nov 10, 2006
Dual registered: yes, broker-dealer
Other names: JESSICA ANN CASAREZ|JESSICA ANN SOSA|JESSICA ANN SOSA|JESSICA A ABREGO
IAPD individual key: 3274138

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Sep 14, 2021	n/a	yes	SAN DIEGO, CA\|San Antonio, TX	Current employment
SWBC INVESTMENT COMPANY	Independent wealth	Oct 16, 2020	Sep 15, 2021	no	SAN ANTONIO, TX	Previous registration
SAGEPOINT FINANCIAL, INC.	Former SEC adviser	Apr 9, 2018	Jul 2, 2020	no	SCOTTSDALE, AZ	Previous registration
OSAIC WEALTH, INC.	Bd affiliated wealth	Apr 9, 2018	Jul 2, 2020	no	SCOTTSDALE, AZ	Previous registration
FSC SECURITIES CORPORATION	Former SEC adviser	Apr 9, 2018	Jul 2, 2020	no	ATLANTA, GA	Previous registration
WOODBURY FINANCIAL SERVICES, INC.	Former SEC adviser	Apr 9, 2018	Jul 2, 2020	no	OAKDALE, MN	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Nov 13, 2014	Mar 7, 2018	no	CHANDLER, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 20, 2007	Nov 12, 2014	no	Phoenix, AZ\|PHOENIX, AZ	Previous registration
USAA INVESTMENT SERVICES COMPANY	No RAUM reported	Nov 10, 2006	Apr 30, 2007	no	SAN ANTONIO, TX\|SAN ANTONIO, TX\|SAN ANTONIO, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SWBC INVESTMENT COMPANY	LPL FINANCIAL LLC	Sep 15, 2021	Sep 14, 2021	-1	Firm change	RIA to ibd
OSAIC WEALTH, INC.	SAGEPOINT FINANCIAL, INC.	Jul 2, 2020	Apr 9, 2018	-815	Channel change	Ibd to ibd
SAGEPOINT FINANCIAL, INC.	WOODBURY FINANCIAL SERVICES, INC.	Jul 2, 2020	Apr 9, 2018	-815	Firm change after gap	Ibd to ibd
FSC SECURITIES CORPORATION	OSAIC WEALTH, INC.	Jul 2, 2020	Apr 9, 2018	-815	Channel change	Ibd to ibd
WOODBURY FINANCIAL SERVICES, INC.	FSC SECURITIES CORPORATION	Jul 2, 2020	Apr 9, 2018	-815	Channel change	Ibd to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	FSC SECURITIES CORPORATION	Mar 7, 2018	Apr 9, 2018	33	Firm change	Wirehouse to ibd
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Nov 12, 2014	Nov 13, 2014	1	Firm change	Ibd to wirehouse
USAA INVESTMENT SERVICES COMPANY	CHARLES SCHWAB & CO., INC.	Apr 30, 2007	Jun 20, 2007	51	Firm change	Other

Relationships

Registered with (9)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Sep 14, 2021 to presentfactForm ADV
→ SWBC INVESTMENT COMPANYRegistered adviserregistration: previous registration
Oct 16, 2020 to Sep 15, 2021factForm ADV
→ SAGEPOINT FINANCIAL, INC.Registered adviserregistration: previous registration
Apr 9, 2018 to Jul 2, 2020factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Apr 9, 2018 to Jul 2, 2020factForm ADV
→ WOODBURY FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Apr 9, 2018 to Jul 2, 2020factForm ADV
→ FSC SECURITIES CORPORATIONRegistered adviserregistration: previous registration
Apr 9, 2018 to Jul 2, 2020factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Nov 13, 2014 to Mar 7, 2018factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jun 20, 2007 to Nov 12, 2014factForm ADV
→ USAA INVESTMENT SERVICES COMPANYRegistered adviserregistration: previous registration
Nov 10, 2006 to Apr 30, 2007factForm ADV

Dated events

No dated event names this entity yet.