DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• A•••••

L•• F•••••••• L••BD affiliatedSan Diego, Ca dual registrantIAPD 3274138

Feed of 09/15/2026

Also filed as Jessica Ann Casarez

At current firm

5 y

since Sep 14, 2021

In the industry

26 y

since Sep 20, 1999 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

L•• F•••••••• L•• BD affiliated current
since Sep 14, 2021 · San Diego, Ca
S••• I••••••••• C•••••• independent RIA
Oct 16, 2020 to Sep 15, 2021 · San Antonio, Tx
O•••• W•••••• I••• BD affiliated
Apr 9, 2018 to Jul 2, 2020 · Scottsdale, Az
W••••••• F•••••••• S•••••••• I••• former
Apr 9, 2018 to Jul 2, 2020 · Oakdale, Mn
F•• S••••••••• C••••••••• former
Apr 9, 2018 to Jul 2, 2020 · Atlanta, Ga
S•••••••• F••••••••• I••• former
Apr 9, 2018 to Jul 2, 2020 · Scottsdale, Az
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Nov 13, 2014 to Mar 7, 2018 · Chandler, Az
C•••••• S••••• • C••• I••• national BD
Jun 20, 2007 to Nov 12, 2014 · Phoenix, Az
U••• I••••••••• S••••••• C•••••• no RAUM
Nov 10, 2006 to Apr 30, 2007 · San Antonio, Tx

Moves

a registration end followed by a registration begin elsewhere

S••• I••••••••• C•••••• to L•• F•••••••• L••
left Sep 15, 2021, registered Sep 14, 2021 (-1 days) · RIA to affiliated broker-dealer or bank
O•••• W•••••• I••• to S•••••••• F••••••••• I•••
left Jul 2, 2020, registered Apr 9, 2018 (-815 days) · channel change inside one enterprise, not a move
S•••••••• F••••••••• I••• to W••••••• F•••••••• S•••••••• I•••
left Jul 2, 2020, registered Apr 9, 2018 (-815 days) · Affiliated broker-dealer or bank to another
F•• S••••••••• C••••••••• to O•••• W•••••• I•••
left Jul 2, 2020, registered Apr 9, 2018 (-815 days) · channel change inside one enterprise, not a move
W••••••• F•••••••• S•••••••• I••• to F•• S••••••••• C•••••••••
left Jul 2, 2020, registered Apr 9, 2018 (-815 days) · channel change inside one enterprise, not a move
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•• S••••••••• C•••••••••
left Mar 7, 2018, registered Apr 9, 2018 (33 days) · Wirehouse to affiliated broker-dealer or bank
C•••••• S••••• • C••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Nov 12, 2014, registered Nov 13, 2014 (1 days) · Affiliated broker-dealer or bank to wirehouse
U••• I••••••••• S••••••• C•••••• to C•••••• S••••• • C••• I•••
left Apr 30, 2007, registered Jun 20, 2007 (51 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 26derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address