DFX Intelligence

T•••••• R••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

T•••••• R••••• S•••••

Advisor at B•••• T•••• W••••• M••••••••• L••

INDIANAPOLIS, IN

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Search this name across graphsid dfx:ria:9105786a-b3e3-8dc3-f15e-27a55d186be9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:11 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 16, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••• T•••• W••••• M••••••••• L••
Current firm class: mixed wealth managerderived
Book size: not public••• Locked
Industry start: Jun 19, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••• T•••• W••••• M••••••••• L••	Mixed wealth	Dec 23, 2020	n/a	yes	INDIANAPOLIS, IN	Current employment
B•••• T•••• I••••••••• S•••••••	Former SEC adviser	Mar 18, 2019	Dec 26, 2020	no	INDIANAPOLIS, IN\|MADISON, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B•••• T•••• I••••••••• S•••••••	B•••• T•••• W••••• M••••••••• L••	Dec 26, 2020	Dec 23, 2020	-3	Firm change	Other
U•••••• C••• A••••••• S•••••••• L••	B•••• T•••• I••••••••• S•••••••	Mar 29, 2019	Mar 18, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
300822:167811:WI:2020-12-26	Dec 26, 2020	Dec 23, 2020	MADISON, WI	Firm change
136904:300822:IN:2019-03-29	Mar 29, 2019	Mar 18, 2019	INDIANAPOLIS, IN	Firm change

Relationships

Registered with (5)

→ B•••• T•••• W••••• M••••••••• L••Registered adviserregistration: current employment
Dec 23, 2020 to presentfactForm ADV
→ B•••• T•••• I••••••••• S•••••••Registered adviserregistration: previous registration
Mar 18, 2019 to Dec 26, 2020factForm ADV
→ U•••••• C••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 23, 2017 to Mar 29, 2019factForm ADV
→ C••• S••••••••• C•••••••••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9105786a-b3e3-8dc3-f15e-27a55d186be9
First observed: Oct 16, 2008
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.