DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Timothy Robert Sutton
Feed of 09/14/2026
Also filed as Timothy Robert Sutton
At current firm
5 y
since Dec 23, 2020
In the industry
29 y
since Jun 19, 1997 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Baker Tilly Wealth Management, LLC mixed wealth currentsince Dec 23, 2020 · Indianapolis, In
- Baker Tilly Investment Services formerMar 18, 2019 to Dec 26, 2020 · Indianapolis, In
- Umbaugh Cash Advisory Services, LLC formerMar 23, 2017 to Mar 29, 2019 · Indianapolis, In
- City Securities Corporation formerNov 9, 2011 to May 12, 2015 · Indianapolis, In
- Raymond James & Associates, Inc. national BDOct 19, 2010 to Dec 2, 2011 · Carmel, In
- City Securities Corporation formerOct 16, 2008 to Sep 20, 2010 · Indianapolis, In
Moves
a registration end followed by a registration begin elsewhere
- Baker Tilly Investment Services to Baker Tilly Wealth Management, LLCleft Dec 26, 2020, registered Dec 23, 2020 (-3 days) · Other · moved with a team
- Umbaugh Cash Advisory Services, LLC to Baker Tilly Investment Servicesleft Mar 29, 2019, registered Mar 18, 2019 (-11 days) · Other · moved with a team
- City Securities Corporation to Umbaugh Cash Advisory Services, LLCleft May 12, 2015, registered Mar 23, 2017 (681 days) · Other
- Raymond James & Associates, Inc. to City Securities Corporationleft Dec 2, 2011, registered Nov 9, 2011 (-23 days) · Other
- City Securities Corporation to Raymond James & Associates, Inc.left Sep 20, 2010, registered Oct 19, 2010 (29 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 29derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address