DFX Intelligence
Reading the graph
Reading the graph
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Advisor at E•• F•••••••• A•••••••
MIDDLETOWN, OH | MEDIA, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| E•• F•••••••• A••••••• | Independent wealth | May 29, 2025 | n/a | yes | MIDDLETOWN, OH|MEDIA, PA | Current employment |
| M•• F•••••••• S•••••••• I••• | Bd affiliated wealth | Jul 29, 2022 | May 1, 2025 | no | Bowling Green, OH|Cincinnati, OH|Cincinnati, OH |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• F•••••••• S•••••••• I••• | E•• F•••••••• A••••••• | May 1, 2025 | May 29, 2025 | 28 | Firm change | Ibd to RIA |
| O••••••••• S••••••••• I••• | M•• F•••••••• S•••••••• I••• | Jun 21, 2022 | Jul 29, 2022 |
| O••••••••• S••••••••• I••• | Bd affiliated wealth | Mar 18, 2019 | Jun 21, 2022 | no | Cincinnati, OH|INDIANAPOLIS, IN|Cincinnati, OH|INDIANAPOLIS, IN | Previous registration |
| S•••••••• F••••••••• I••• | Former SEC adviser | Jan 5, 2015 | Sep 10, 2015 | no | LITTLE ROCK, AR|LITTLE ROCK, AR|PHOENIX, AZ | Previous registration |
| C•••••••• F•••••••• G•••• A••••••• | Former SEC adviser | Jul 12, 2011 | Dec 11, 2013 | no | LITTLE ROCK, AR|Birmingham, AL|LITTLE ROCK, AR | Previous registration |
| M•• F•••••••• S•••••••• I••• | Former SEC adviser | May 5, 2008 | Jun 9, 2011 | no | LITTLE ROCK, AR | Previous registration |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Wirehouse | Dec 2, 2005 | Feb 5, 2008 | no | HOT SPRINGS, AR | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 25, 2005 | Dec 20, 2005 | no | LITTLE ROCK, AR | Previous registration |
| 38 |
| Firm change |
| Ibd to RIA |
| S•••••••• F••••••••• I••• | O••••••••• S••••••••• I••• | Sep 10, 2015 | Mar 18, 2019 | 1,285 | Firm change after gap | Other |
| C•••••••• F•••••••• G•••• A••••••• | S•••••••• F••••••••• I••• | Dec 11, 2013 | Jan 5, 2015 | 390 | Firm change | Other |
| M•• F•••••••• S•••••••• I••• | C•••••••• F•••••••• G•••• A••••••• | Jun 9, 2011 | Jul 12, 2011 | 33 | Firm change | Other |
| M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | M•• F•••••••• S•••••••• I••• | Feb 5, 2008 | May 5, 2008 | 90 | Firm change | Other |
| U•• F•••••••• S••••••• I••• | M•••••• L••••• P•••••• F••••• • S•••• I••••••••• | Dec 20, 2005 | Dec 2, 2005 | -18 | Firm change | Wirehouse to wirehouse |