DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

B•••• J•••• C••••••

E•• F•••••••• A•••••••independent RIAMiddletown, Oh dual registrantIAPD 4880344

Feed of 09/14/2026

Also filed as B•••• C••••••

At current firm

1 y

since May 29, 2025

In the industry

21 y

since Jan 24, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E•• F•••••••• A••••••• independent RIA current
since May 29, 2025 · Middletown, Oh
M•• F•••••••• S•••••••• I••• BD affiliated
Jul 29, 2022 to May 1, 2025 · Bowling Green, Oh
O••••••••• S••••••••• I••• BD affiliated
Mar 18, 2019 to Jun 21, 2022 · Cincinnati, Oh
S•••••••• F••••••••• I••• former
Jan 5, 2015 to Sep 10, 2015 · Little Rock, Ar
C•••••••• F•••••••• G•••• A••••••• former
Jul 12, 2011 to Dec 11, 2013 · Little Rock, Ar
M•• F•••••••• S•••••••• I••• former
May 5, 2008 to Jun 9, 2011 · Little Rock, Ar
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Dec 2, 2005 to Feb 5, 2008 · Hot Springs, Ar
U•• F•••••••• S••••••• I••• wirehouse
Jan 25, 2005 to Dec 20, 2005 · Little Rock, Ar

Moves

a registration end followed by a registration begin elsewhere

M•• F•••••••• S•••••••• I••• to E•• F•••••••• A•••••••
left May 1, 2025, registered May 29, 2025 (28 days) · Affiliated broker-dealer or bank to independent RIA
O••••••••• S••••••••• I••• to M•• F•••••••• S•••••••• I•••
left Jun 21, 2022, registered Jul 29, 2022 (38 days) · Affiliated broker-dealer or bank to independent RIA
S•••••••• F••••••••• I••• to O••••••••• S••••••••• I•••
left Sep 10, 2015, registered Mar 18, 2019 (1285 days) · Other
C•••••••• F•••••••• G•••• A••••••• to S•••••••• F••••••••• I•••
left Dec 11, 2013, registered Jan 5, 2015 (390 days) · Other
M•• F•••••••• S•••••••• I••• to C•••••••• F•••••••• G•••• A•••••••
left Jun 9, 2011, registered Jul 12, 2011 (33 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to M•• F•••••••• S•••••••• I•••
left Feb 5, 2008, registered May 5, 2008 (90 days) · Other
U•• F•••••••• S••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
left Dec 20, 2005, registered Dec 2, 2005 (-18 days) · Wirehouse to wirehouse

Signals

B•••• J•••• C•••••• left M•• F•••••••• S•••••••• I••• for E•• F•••••••• A••••••• (registered 2025-05-29)
May 1, 2025 · Advisor changed firm · fact
B•••• J•••• C•••••• left O••••••••• S••••••••• I••• for M•• F•••••••• S•••••••• I••• (registered 2022-07-29)
Jun 21, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address