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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

Michael D Heavey

Advisor at POTOMAC

BETHESDA, MD

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Search this name across graphsid dfx:ria:912169c4-9722-a2cf-efaf-9e75d5d595d0

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Jul 16, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: POTOMAC
Current firm class: asset managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 29, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Mar 29, 2004
First registration: Jul 16, 2014
Dual registered: yes, broker-dealer
Other names: Michael Duffy Heavey|Michael D Heavey
IAPD individual key: 2087128

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
Potomac	Asset manager	Oct 22, 2025	n/a	yes	BETHESDA, MD	Current employment
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Mar 7, 2025	Jun 3, 2025	no	Fairfield, IA\|Oakland Township, MI	Previous registration
ASSETMARK, INC.	Bd affiliated wealth	Aug 18, 2022	Dec 5, 2024	no	CONCORD, CA\|Rochester, MI	Previous registration
FLEXIBLE PLAN INVESTMENTS LTD	Mixed wealth	Feb 16, 2017	Jul 5, 2022	no	BLOOMFIELD HILLS, MI	Previous registration
STRATEGIC ADVISERS LLC	National bd RIA	Jul 16, 2014	Mar 9, 2015	no	BRAINTREE, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Potomac	Jun 3, 2025	Oct 22, 2025	141	Firm change	Other
ASSETMARK, INC.	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 5, 2024	Mar 7, 2025	92	Firm change	Ibd to ibd
FLEXIBLE PLAN INVESTMENTS LTD	ASSETMARK, INC.	Jul 5, 2022	Aug 18, 2022	44	Firm change	RIA to ibd
STRATEGIC ADVISERS LLC	FLEXIBLE PLAN INVESTMENTS LTD	Mar 9, 2015	Feb 16, 2017	710	Firm change after gap	Other

Relationships

Registered with (5)

→ POTOMACRegistered adviserregistration: current employment
Oct 22, 2025 to presentfactForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 7, 2025 to Jun 3, 2025factForm ADV
→ ASSETMARK, INC.Registered adviserregistration: previous registration
Aug 18, 2022 to Dec 5, 2024factForm ADV
→ FLEXIBLE PLAN INVESTMENTS LTDRegistered adviserregistration: previous registration
Feb 16, 2017 to Jul 5, 2022factForm ADV
→ STRATEGIC ADVISERS LLCRegistered adviserregistration: previous registration
Jul 16, 2014 to Mar 9, 2015factForm ADV

Dated events

Occurred
Jun 3, 2025
Advisor changed firm
Michael D Heavey left Cambridge Investment Research Advisors, Inc. for Potomac (registered 2025-10-22)
Form ADVobserved 4 days ago
Occurred
Dec 5, 2024
Advisor changed firm
Michael D Heavey left Assetmark, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-03-07)
Form ADVobserved 4 days ago
Occurred
Jul 5, 2022
Advisor changed firm
Michael D Heavey left Flexible Plan Investments Ltd for Assetmark, Inc. (registered 2022-08-18)
Form ADVobserved 4 days ago