DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Michael D Heavey

Potomacasset managerBethesda, Mddual registrantIAPD 2087128

Feed of 09/14/2026

Also filed as Michael Duffy Heavey

At current firm

0 y

since Oct 22, 2025

In the industry

22 y

since Mar 29, 2004 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Potomac asset manager current
since Oct 22, 2025 · Bethesda, Md
Cambridge Investment Research Advisors, Inc. BD affiliated
Mar 7, 2025 to Jun 3, 2025 · Fairfield, Ia
Assetmark, Inc. BD affiliated
Aug 18, 2022 to Dec 5, 2024 · Concord, Ca
Flexible Plan Investments Ltd mixed wealth
Feb 16, 2017 to Jul 5, 2022 · Bloomfield Hills, Mi
Strategic Advisers LLC national BD
Jul 16, 2014 to Mar 9, 2015 · Braintree, Ma

Moves

a registration end followed by a registration begin elsewhere

Cambridge Investment Research Advisors, Inc. to Potomac
left Jun 3, 2025, registered Oct 22, 2025 (141 days) · Other
Assetmark, Inc. to Cambridge Investment Research Advisors, Inc.
left Dec 5, 2024, registered Mar 7, 2025 (92 days) · Affiliated broker-dealer or bank to another
Flexible Plan Investments Ltd to Assetmark, Inc.
left Jul 5, 2022, registered Aug 18, 2022 (44 days) · RIA to affiliated broker-dealer or bank
Strategic Advisers LLC to Flexible Plan Investments Ltd
left Mar 9, 2015, registered Feb 16, 2017 (710 days) · Other

Signals

Michael D Heavey left Cambridge Investment Research Advisors, Inc. for Potomac (registered 2025-10-22)
Jun 3, 2025 · Advisor changed firm · fact
Michael D Heavey left Assetmark, Inc. for Cambridge Investment Research Advisors, Inc. (registered 2025-03-07)
Dec 5, 2024 · Advisor changed firm · fact
Michael D Heavey left Flexible Plan Investments Ltd for Assetmark, Inc. (registered 2022-08-18)
Jul 5, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Asset manager (funds and pooled vehicles)derived
Years in industry: 22derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address