This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

NOMURA INVESTMENT MANAGEMENT BUSINESS TRUST

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jul 17, 2015earliest registration or exam on IAPD

Years in industry

11derivedfrom the industry start date

Years at current firm

8derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

2

Exams

S66|S63

First exam

Jul 17, 2015

First registration

Mar 9, 2016

Dual registered

yes, broker-dealer

Other names

CHRISTOPHER STEVEN GAUTIER|Christopher Gautier

IAPD individual key

6504667

• Occurred

  Apr 9, 2026
  Advisor changed firm

  Christopher Steven Gautier left Cx Institutional, Llc for Nomura Investment Management Business Trust (registered 2026-04-21)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:912f7750-84bb-2cc5-fe31-98d7f2df65a8

First observed

Mar 9, 2016

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.