DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)32 years in industry

Fabiola M Hooker

Advisor at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

33432, FL | BOCA RATON, FL | PONTE VEDRA BEACH, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:915c59b7-d50c-557f-4476-2f8d31b5f7b3

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:26 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 16, 1994 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 16, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: Jun 21, 2006
First registration: Jun 16, 1994
Dual registered: yes, broker-dealer
Other names: Fabiola Hooker|FABIOLA MARIA HOOKER
IAPD individual key: 2477098

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 3, 2024	n/a	yes	PONTE VEDRA BEACH, FL\|33432, FL\|BOCA RATON, FL	Current employment
CHARLES SCHWAB & CO., INC.	National bd RIA	Mar 30, 2022	Jan 10, 2024	no	Boca Raton, FL\|Omaha, NE\|Boca Raton, FL\|Franklin, TN	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	May 10, 2007	Sep 7, 2023	no	BOCA RATON, FL\|BOYNTON BEACH, FL\|BOCA RATON, FL\|Boca Raton, FL	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	May 10, 2007	Oct 14, 2022	no	Boca Raton, FL\|Boca Raton, FL\|BOYNTON BEACH, FL\|OMAHA, NE\|Boca Raton, FL\|Boca Raton, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jun 16, 1994	Jan 9, 2006	no	Fort Lauderdale, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CHARLES SCHWAB & CO., INC.	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jan 10, 2024	Jun 3, 2024	145	Firm change	Ibd to wirehouse
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	CHARLES SCHWAB & CO., INC.	Sep 7, 2023	Mar 30, 2022	-526	Bulk transfer	RIA to ibd
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Oct 14, 2022	May 10, 2007	-5,636	Bulk transfer	Other
CHARLES SCHWAB & CO., INC.	TD AMERITRADE, INC.	Jan 9, 2006	May 10, 2007	486	Firm change after gap	Ibd to new firm

Relationships

Registered with (4)

→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: current employment
Jun 3, 2024 to presentfactForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Mar 30, 2022 to Jan 10, 2024factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 10, 2007 to Sep 7, 2023factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
May 10, 2007 to Oct 14, 2022factForm ADV

Dated events

Occurred
Jan 10, 2024
Advisor changed firm
Fabiola M Hooker left Charles Schwab & Co., Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2024-06-03)
Form ADVobserved 6 days ago