DFX Intelligence

W•••• L••• G•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

W•••• L••• G•••••••••

Advisor at A•••• I••••••••• G••••

WAYNE, PA | Charlestown, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:9160bd27-8eb1-849d-fcd2-8602b2448e0e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 0
Observed: Jul 24, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••• I••••••••• G••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 22, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 7

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••• I••••••••• G••••	Independent wealth	Sep 13, 2024	n/a	yes	Charlestown, MA\|WAYNE, PA	Current employment
T•••• A••••••• G•••• L••	Independent wealth	Feb 10, 2020	Sep 16, 2024	no	BIRMINGHAM, AL\|BIRMINGHAM, AL\|Charlestown, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T•••• A••••••• G•••• L••	A•••• I••••••••• G••••	Sep 16, 2024	Sep 13, 2024	-3	Firm change	RIA to RIA
L•• F•••••••• L••	T•••• A••••••• G•••• L••	Feb 26, 2020	Feb 10, 2020

Relationships

Registered with (8)

→ A•••• I••••••••• G••••Registered adviserregistration: current employment
Sep 13, 2024 to presentfactForm ADV
→ T•••• A••••••• G•••• L••Registered adviserregistration: previous registration
Feb 10, 2020 to Sep 16, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Aug 1, 2016 to Feb 26, 2020factForm ADV
→ I•••••••• C•••••• A•••••••

Dated events

Occurred
Sep 16, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:9160bd27-8eb1-849d-fcd2-8602b2448e0e
First observed: Jul 24, 2003
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.