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J•••• M• E••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

J•••• M• E••••••

Advisor at W•••• F•••• A•••••••

SAN LUIS OBISPO, CA

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Search this name across graphsid dfx:ria:91879a6b-d6af-1e5a-bc19-6358026721ce

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:30 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 3
On other graphs: 0
Observed: Dec 27, 2014 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: W•••• F•••• A•••••••
Current firm class: wirehousederived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jan 1, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
W•••• F•••• A•••••••	WIREH••••	Sep 8, 2026	n/a	yes	SAN LUIS OBISPO, CA	Current employment
J••• M••••• S••••••••• L••	WIREH••••	May 24, 2023	Sep 9, 2026	no	SANTA BARBARA, CA\|GOLETA, CA\|GOLETA, CA

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J••• M••••• S••••••••• L••	W•••• F•••• A•••••••	Sep 9, 2026	Sep 8, 2026	-1	Firm change	WIREH••••_TO_WIREH••••
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	J••• M••••• S••••••••• L••	May 22, 2023

Relationships

Registered with (4)

→ W•••• F•••• A•••••••Registered adviserregistration: current employment
Sep 8, 2026 to presentfactForm ADV
→ J••• M••••• S••••••••• L••Registered adviserregistration: previous registration
May 24, 2023 to Sep 9, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••Registered adviserregistration: previous registration
Feb 1, 2023 to May 22, 2023factForm ADV
→ T•• I••••••••• H•••• L••

Dated events

Occurred
Sep 9, 2026
Advisor changed firm
J•••• M• E•••••• left J••• M••••• S••••••••• L•• for W•••• F•••• A••••••• (registered 2026-09-08)
Form ADVobserved 7 days ago
Occurred
May 22, 2023
Advisor changed firm
J•••• M• E•••••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for J••• M••••• S••••••••• L•• (registered 2023-05-24)
Form ADVobserved 7 days ago
Occurred
Nov 10, 2022
Advisor changed firm
J•••• M• E•••••• left T•• I••••••••• H•••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I••••••••• (registered 2023-02-01)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91879a6b-d6af-1e5a-bc19-6358026721ce
First observed: Dec 27, 2014
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.