DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

James M. Eustice

Wells Fargo AdvisorswirehouseSan Luis Obispo, Cadual registrantIAPD 6424140

Feed of 09/14/2026

Also filed as James Matthew Eustice

At current firm

0 y

since Sep 8, 2026

In the industry

15 y

since Jan 1, 2011 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Wells Fargo Advisors wirehouse current
since Sep 8, 2026 · San Luis Obispo, Ca
J.P. Morgan Securities LLC wirehouse
May 24, 2023 to Sep 9, 2026 · Santa Barbara, Ca
Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse
Feb 1, 2023 to May 22, 2023 · Santa Barbara, Ca
The Investment House LLC independent RIA
Dec 27, 2014 to Nov 10, 2022 · Redondo Beach, Ca

Moves

a registration end followed by a registration begin elsewhere

J.P. Morgan Securities LLC to Wells Fargo Advisors
left Sep 9, 2026, registered Sep 8, 2026 (-1 days) · Wirehouse to wirehouse
Merrill Lynch, Pierce, Fenner & Smith Incorporated to J.P. Morgan Securities LLC
left May 22, 2023, registered May 24, 2023 (2 days) · Wirehouse to wirehouse
The Investment House LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporated
left Nov 10, 2022, registered Feb 1, 2023 (83 days) · RIA to wirehouse

Signals

James M. Eustice left J.P. Morgan Securities Llc for Wells Fargo Advisors (registered 2026-09-08)
Sep 9, 2026 · Advisor changed firm · fact
James M. Eustice left Merrill Lynch, Pierce, Fenner & Smith Incorporated for J.P. Morgan Securities Llc (registered 2023-05-24)
May 22, 2023 · Advisor changed firm · fact
James M. Eustice left The Investment House Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-02-01)
Nov 10, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 15derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address