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RIA / WealthAdvisordual registered (broker-dealer)15 years in industry

KIMBERLY LOUISE JAMIESON

Advisor at OSAIC WEALTH, INC.

LIVONIA, MI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:08 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 0
On other graphs: 0
Observed: Mar 20, 2013 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: OSAIC WEALTH, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 10, 2011earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 4
Exams: S65|S63
First exam: Feb 10, 2011
First registration: Mar 20, 2013
Dual registered: yes, broker-dealer
Other names: KIMBERLY LOUISE WALDROP
IAPD individual key: 5868379

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 2, 2018	n/a	yes	LIVONIA, MI	Current employment
SIGNATOR INVESTORS, INC.	Former SEC adviser	Jan 4, 2018	Nov 2, 2018	no	SOUTHFIELD, MI	Previous registration
C2 PRIVATE WEALTH	Independent wealth	Dec 21, 2016	Jul 18, 2017	no	NOVI, MI	Previous registration
CORECAP ADVISORS	Bd affiliated wealth	Jun 6, 2016	Oct 14, 2016	no	SOUTHFIELD, MI	Previous registration
B RILEY WEALTH MANAGEMENT	Former SEC adviser	Oct 5, 2015	Apr 20, 2016	no	BIRMINGHAM, MI	Previous registration
THE MUTUAL FUND STORE	Former SEC adviser	Aug 22, 2014	Jul 9, 2015	no	OVERLAND PARK, KS\|STERLING HEIGHTS, MI	Previous registration
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Former SEC adviser	Jan 7, 2014	Aug 15, 2014	no	BIRMINGHAM, MI	Previous registration
TD AMERITRADE, INC.	Former SEC adviser	Sep 24, 2013	Aug 15, 2014	no	Birmingham, MI	Previous registration
ADVANCE CAPITAL MANAGEMENT INC	Independent wealth	Mar 20, 2013	Jun 13, 2013	no	SOUTHFIELD, MI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SIGNATOR INVESTORS, INC.	OSAIC WEALTH, INC.	Nov 2, 2018	Nov 2, 2018	0	Bulk transfer	Ibd to ibd
C2 PRIVATE WEALTH	SIGNATOR INVESTORS, INC.	Jul 18, 2017	Jan 4, 2018	170	Firm change	Other
CORECAP ADVISORS	C2 PRIVATE WEALTH	Oct 14, 2016	Dec 21, 2016	68	Firm change	Other
B RILEY WEALTH MANAGEMENT	CORECAP ADVISORS	Apr 20, 2016	Jun 6, 2016	47	Firm change	Other
THE MUTUAL FUND STORE	B RILEY WEALTH MANAGEMENT	Jul 9, 2015	Oct 5, 2015	88	Firm change	Other
TD AMERITRADE, INC.	TD AMERITRADE INVESTMENT MANAGEMENT, LLC	Aug 15, 2014	Jan 7, 2014	-220	Channel change	Other
TD AMERITRADE INVESTMENT MANAGEMENT, LLC	THE MUTUAL FUND STORE	Aug 15, 2014	Aug 22, 2014	7	Firm change	Other
ADVANCE CAPITAL MANAGEMENT INC	TD AMERITRADE, INC.	Jun 13, 2013	Sep 24, 2013	103	Firm change	Other

Relationships

Registered with (9)

→ OSAIC WEALTH, INC.Registered adviserregistration: current employment
Nov 2, 2018 to presentfactForm ADV
→ SIGNATOR INVESTORS, INC.Registered adviserregistration: previous registration
Jan 4, 2018 to Nov 2, 2018factForm ADV
→ C2 PRIVATE WEALTHRegistered adviserregistration: previous registration
Dec 21, 2016 to Jul 18, 2017factForm ADV
→ CORECAP ADVISORSRegistered adviserregistration: previous registration
Jun 6, 2016 to Oct 14, 2016factForm ADV
→ B RILEY WEALTH MANAGEMENTRegistered adviserregistration: previous registration
Oct 5, 2015 to Apr 20, 2016factForm ADV
→ THE MUTUAL FUND STORERegistered adviserregistration: previous registration
Aug 22, 2014 to Jul 9, 2015factForm ADV
→ TD AMERITRADE INVESTMENT MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jan 7, 2014 to Aug 15, 2014factForm ADV
→ TD AMERITRADE, INC.Registered adviserregistration: previous registration
Sep 24, 2013 to Aug 15, 2014factForm ADV
→ ADVANCE CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 20, 2013 to Jun 13, 2013factForm ADV

Dated events

No dated event names this entity yet.