DFX Intelligence

N••••••• R•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

N••••••• R•••••••••

Advisor at M••••• S••••••

Miami, FL

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Search this name across graphsid dfx:ria:91b800b6-5536-fcea-3524-ccc67fbe1ba4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Dec 6, 2022 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jun 18, 2026	n/a	yes	Miami, FL	Current employment
M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	Asset manager	Jan 3, 2024	May 11, 2026	no	Wellington, FL\|BOSTON, MA\|Miami, FL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• I••••••••• C•••••••••	F•••••••• G••••• I••••••••• M••••••••• C••••	May 11, 2026	Jan 3, 2024	-859	Firm change after gap	Other
F•••••••• G••••• I••••••••• M••••••••• C••••	M•• A•••••••• A• D••••••• O• F•••••••• M••• L••	May 11, 2026

Relationships

Registered with (6)

→ M••••• S••••••Registered adviserregistration: current employment
Jun 18, 2026 to presentfactForm ADV
→ F•••••••• I••••••••• C•••••••••Registered adviserregistration: previous registration
Jan 3, 2024 to May 11, 2026factForm ADV
→ F•••••••• G••••• I••••••••• M••••••••• C••••Registered adviserregistration: previous registration
Jan 3, 2024 to May 11, 2026factForm ADV
→ M•• A•••••••• A• D••••••• O• F•••••••• M••• L••

Dated events

Occurred
May 11, 2026
Advisor changed firm
N••••••• R••••••••• left M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• for M••••• S•••••• (registered 2026-06-18)
Form ADVobserved 7 days ago
Occurred
May 11, 2026
Advisor changed firm
N••••••• R••••••••• left F•••••••• G••••• I••••••••• M••••••••• C•••• for M•• A•••••••• A• D••••••• O• F•••••••• M••• L•• (registered 2024-01-03)
Form ADVobserved 7 days ago
Occurred
May 11, 2026
Advisor changed firm
N••••••• R••••••••• left F•••••••• I••••••••• C••••••••• for F•••••••• G••••• I••••••••• M••••••••• C•••• (registered 2024-01-03)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91b800b6-5536-fcea-3524-ccc67fbe1ba4
First observed: Dec 6, 2022
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.