DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Registered advisor

Nicholas Rubinowicz

Morgan StanleywirehouseMiami, Fldual registrantIAPD 7226197

Feed of 09/14/2026

At current firm

0 y

since Jun 18, 2026

In the industry

11 y

since Jun 1, 2015 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

Morgan Stanley wirehouse current
since Jun 18, 2026 · Miami, Fl
Federated Investment Counseling institutional
Jan 3, 2024 to May 11, 2026 · Wellington, Fl
Federated Global Investment Management Corp. asset manager
Jan 3, 2024 to May 11, 2026 · Wellington, Fl
Mdt Advisers, A Division Of Federated Mdta LLC asset manager
Jan 3, 2024 to May 11, 2026 · Wellington, Fl
Federated Securities Corp. no RAUM
Jan 3, 2024 to May 11, 2026 · Wellington, Fl
UBS Financial Services Inc. wirehouse
Dec 6, 2022 to Jan 9, 2024 · Miami, Fl

Moves

a registration end followed by a registration begin elsewhere

Federated Investment Counseling to Federated Global Investment Management Corp.
left May 11, 2026, registered Jan 3, 2024 (-859 days) · Other
Federated Global Investment Management Corp. to Mdt Advisers, A Division Of Federated Mdta LLC
left May 11, 2026, registered Jan 3, 2024 (-859 days) · Other
Mdt Advisers, A Division Of Federated Mdta LLC to Morgan Stanley
left May 11, 2026, registered Jun 18, 2026 (38 days) · Other
Federated Securities Corp. to Federated Investment Counseling
left May 11, 2026, registered Jan 3, 2024 (-859 days) · Other
UBS Financial Services Inc. to Federated Securities Corp.
left Jan 9, 2024, registered Jan 3, 2024 (-6 days) · Other

Signals

Nicholas Rubinowicz left Mdt Advisers, A Division Of Federated Mdta Llc for Morgan Stanley (registered 2026-06-18)
May 11, 2026 · Advisor changed firm · fact
Nicholas Rubinowicz left Federated Global Investment Management Corp. for Mdt Advisers, A Division Of Federated Mdta Llc (registered 2024-01-03)
May 11, 2026 · Advisor changed firm · fact
Nicholas Rubinowicz left Federated Investment Counseling for Federated Global Investment Management Corp. (registered 2024-01-03)
May 11, 2026 · Advisor changed firm · fact
Nicholas Rubinowicz left Federated Securities Corp. for Federated Investment Counseling (registered 2024-01-03)
May 11, 2026 · Advisor changed firm · fact
Nicholas Rubinowicz left Ubs Financial Services Inc. for Federated Securities Corp. (registered 2024-01-03)
Jan 9, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Wirehousederived
Years in industry: 11derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address