DFX Intelligence

D••••• L• H•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner21 years in industry

D••••• L• H•••••

Advisor at I••••••••• M••••••••• C•••••••••

ROANOKE, VA

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Search this name across graphsid dfx:ria:91f724a8-c597-0732-0764-2f0d1f1cde1d

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Nov 23, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••••••••• M••••••••• C•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 22, 2004earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••••••••• M••••••••• C•••••••••	Independent wealth	Jun 8, 2023	n/a	yes	ROANOKE, VA	Current employment
M••••• S••••••	Wirehouse	Nov 30, 2022	Mar 21, 2023	no	Roanoke, VA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	I••••••••• M••••••••• C•••••••••	Mar 21, 2023	Jun 8, 2023	79	Firm change	Wirehouse to RIA
O•• W••••• M••• L••	M••••• S••••••	Jul 20, 2021	Nov 30, 2022

Relationships

Registered with (7)

→ I••••••••• M••••••••• C•••••••••Registered adviserregistration: current employment
Jun 8, 2023 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Nov 30, 2022 to Mar 21, 2023factForm ADV
→ O•• W••••• M••• L••Registered adviserregistration: previous registration
Jun 9, 2021 to Jul 20, 2021factForm ADV
→ C•••••• S••••• • C••• I•••

Dated events

Occurred
Mar 21, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:91f724a8-c597-0732-0764-2f0d1f1cde1d
First observed: Nov 23, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.